Risk Intelligence Data

Country

Watchlist Type

Source

Antigua & Barbuda Law Enforcement Antigua & Barbuda Office of National Drug & Money Laundering Control Policy (ONDCP) – Press releases on investigation into narcotics, money laundering and financial crimes and proceeds of crime.
Argentina Regulatory
Enforcement
Argentinean National Securities Commission – Comision Nacional De Valores. Resolutions issued by the Argentinean Directorate of the National Securities Commission listing entities required immediately to cease activity of public negotiations and financial intermediary ofstocks and securities, as well as warning noticesto cease actions asfinancial intermediary or to warn the public of entities not authorized to operate in the Argentinean Stock Market.
Argentina Regulatory
Enforcement
Argentine Financial Information Unit Individuals and entities fined by the Financial Information Unit of Argentina (Unidad de Informacion Financiera – UIF) for breach of legal duties to prevent money laundering and terrorist financing contained in the Laws 25.246, 26.268 and Resolutions.
Bahamas Regulatory
Enforcement
Bahamas Securities Commission Enforcement Notices and Alerts issued by the Bahamas Securities Commission for violations of the Securities Industry Act and Investment Funds Act of the Bahamas.
Bahamas Regulatory
Enforcement
CENTRAL BANK WARNING NOTICES – CBBW Warning notices – entities and individuals operating in breach of the Banks and Trust Companies Regulations Act, 2000, and/or other laws of The Bahamas.
Belize Regulatory
Enforcement
CENTRAL BANK OF BELIZE – WARNING NOTICES – BZCB Notices concerning unlicensed banks or financial institutions in Belize.
Belize Regulatory
Enforcement
Financial Services Commission – Advisory Notices Warning notices of unauthorized individuals and entities.
Bermuda Regulatory
Enforcement
Bermuda Monetary Authority – Press releases and Warnings on entities that are not incorporated or not licensed to conduct regulated financial services or business in Bermuda as issued by the Bermuda Monetary Authority (BMA).
Brazil Regulatory
Enforcement
National Registry of Ineligible and Suspended Companies Consolidated list of companies and individuals declared ineligible or suspended on the Brazil National Registry of Ineligible and Suspended Companies (Cadastro Nacional de Empresas Inidoneas e Suspensas – CEIS) due to penalties and restriction orders imposed as maintained by the Office of the Comptroller General (Controladoria-Geral da Uniao) and barred from entering into contracts with the public administration.
Brazil Regulatory
Enforcement
Securities and Exchange Commission Securities and Exchange Commission of Brazil (Comissao de Valores Mobilliarios – CVM) Press Releases on Companies and Individuals who are fined/penalized for fraudulent administration, insider trading and infractions, publications on Administrative Sanctions and companies whose registrations have been suspended because of irregular activities.
Brazil Regulatory
Enforcement
National Register of Suspended Companies (CEIS)
Brazil Regulatory
Enforcement
National Registry of Penalised Companies (CNEP)
Canada Regulatory
Enforcement
Bureau de Decision et de Revision Quebec – Individuals and companies subject to restraint orders, barring orders, penalties, prohibitions in trade and Cease Trade Order decisions issued by the Bureau de Decision et de Revision Quebec.
Canada Law Enforcement Alberta Law Enforcement Response Teams Press Releases issued by the Alberta Law Enforcement Response Teams for ARI RRE relevant crimes.
Canada Regulatory
Enforcement
Autorite Des Marches Financiers Warnings and enforcement actionsinstituted againstindividuals and entitiesfor breaches of Quebec financial markets regulations.
Canada Regulatory
Enforcement
Alberta Securities Commission Enforcement actions taken by Alberta Securities Commission against individuals and companies for breaches of Alberta securities laws.
Canada Law Enforcement Canada Border Services Agency Press releases issued by the Canada Border Services Agency (CBSA) published on the Government of Canada web site relating to enforcement of the Immigration and Refugee Protection Actin Canada and listing of wanted individuals that are the subject of an active Canada-wide arrest warrant, issued pursuant to the Immigration and Refugee Protection Act.
Canada Regulatory
Enforcement
Canadian Law Society – Disciplined Lawyers Disciplinary Actions taken by Canadian Law Societies for breaches of rules and regulations.
Canada Regulatory
Enforcement
Saskatchewan Financial and Consumer Affairs Authority Enforcement action takenby Saskatchewan Financial and Consumer Affairs Authority (FCAA) against individuals and entities for breaches of Saskatchewan securities laws.
Canada Regulatory
Enforcement
Financial Consumer Services Commission New Brunswick Enforcement action notices published relating to provincial legislation regulating securities, insurance, pension, credit unions, caisses populaires, trust and loan companies, co- operatives as published by the Financial and Consumer Services Commission of New Brunswick (CAFCNB), including
a caution list of individuals and entities not registered to trade in securities orto provide investment advice inNew Brunswick.
Canada Regulatory
Enforcement
Financial Institutions Commission of British Columbia Enforcement proceedingstaken by Financial Institutions Commission of British Columbia against individuals and entities for breaches of Financial Commissionregulations.
Canada Regulatory
Enforcement
Mutual Fund Dealers Association of Canada Disciplinary action and enforcement proceedings taken against individuals and entities for breaches of Mutual Fund Dealers Association of Canada regulations.
Canada Regulatory
Enforcement
Advisory Notices. Advisory notices issued by Office of the Superintendent of Financial Institutions Canada (includes FATF notices) entries not included on the Canadian sanctions list.
Canada Regulatory
Enforcement
New Brunswick Securities Commission. Caution List and Enforcement proceedings taken by New Brunswick Securities Commission against individuals and companies for breaches of New Brunswick securities laws.
Canada Regulatory
Enforcement
Ontario Securities Commission Investor Warnings and enforcement proceedingstaken byOntario Securities Commission against individuals and companies for breaches of Ontario securitieslaws.
Canada Regulatory
Enforcement
Quebec Ministry of Revenue Press releases issued by The Quebec Ministry of Revenue (Revenu Quebec) on individuals and entities allegedly involved in tax offenses, tax evasion, tax fraud and tax defaulters.
Canada Regulatory
Enforcement
Saskatchewan Financial Services commission Cease TradeOrders and enforcement proceedingstaken by Saskatchewan Financial Services Commission against individuals and entitiesfor breaches of Saskatchewan securities laws.
Canada Law Enforcement Surete Du Quebec Press releases – warnings from foreign authorities and notice concerning illegal public soliciting of funds.
Canada Regulatory
Enforcement
Quebec Administrative Tribunal of Financial Markets Enforcement action taken by the Administrative Tribunal of the Financial Markets of Quebec (TMF – Tribunal Administratif des Marchés Financiers) against individuals and entities for breaches of Quebec securities laws and financial products and services laws.
Canada Law Enforcement Quebec Permanent Anti-Corruption Unit. Law enforcement action relating to corruption and investigations of influencepeddling and collusion in the Canadian province of Quebec.
Canada Regulatory
Enforcement
CANADIAN SECURITIES ADMINISTRATORS – persons and/or companies who appear to be engaging in securities activities that may pose a risk to investors per CSA member bodies.
Canada Regulatory
Enforcement
FINANCIAL TRANSACTIONS REPORTS ANALYSIS CENTRE – Administrative penalties imposed on persons and entities for violations of the Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations as published by the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC), as well as persons and entities reported by FINTRAC to be involved in activities violating said regulations.
Canada Regulatory
Enforcement
Investment Industry Reg. organization of Canada Consolidated Enforcement notices, hearings, media releases and enforcement decisions issued by the Investment Industry Regulatory Authority of Canada (IIROC) against individuals and entities for violations of IIROC Marketplace and Dealer Rules.
Canada Regulatory
Enforcement
OSFI CANADA-Office ofthe Superintendent of Financial Institutions- Bank Warning Notices Warning noticesrelating to fraudulent and unlicenced financial institiutions.
Canada Regulatory
Enforcement
Quebec Chambre De La Securite Financiere Disciplinary Actions issued by Quebec Chambre de la Securite Financiere against individuals and entities which includesreprimands, temporary and permanentstriking offthe roll, fines and restitution orders.
Canada Law Enforcement POLICE SERVICE of TORONTO – TPS News Releases issued by the Toronto Police Services for ARI RRE crimes.
Canada Sanctions Government of Canada – Global Affairs – Current Sanctions
Cayman Islands Regulatory
Enforcement
CIMA CAYMAN ISLANDS – MONETARY AUTH. – CIMA Notices include enforcements notices – fraudulent websites, struck off or dissolved mutual funds / administrators.
Chile Regulatory
Enforcement
Chilean Superintendency of Banks and Financial Institiutions Entities and individuals fined by the Chilean Superintendency of Banks and Financial Institutions (Superintendencia de Bancos e Instituciones Financieras) for violations of the governing laws them, and by-laws or instructions legally issued by the Superintendent of Banks.
Chile Regulatory
Enforcement
Chilean Financial Analysis Unit Administrative sanctions and penalties issued against entities regulated by the Chilean Financial Analysis Unit (Unidad de Analisis Financiero – UAF) for breach of legal duties to prevent money laundering and terrorist financing according to the Law 19.913 and Circulars.
Chile Regulatory
Enforcement
Chilean Securities and Insurance Supervisor List of entities and individuals fined by Superintendencia de Valores y Seguros (Chilean Securities and Insurance Supervisor) for violations of financial regulations. List of individuals whose register of External Auditor has been cancelled or entities whose authorization to operate has been revoked.
Chile Regulatory
Enforcement
Dept of Labor- Sanctions for Anti-Union Activities (List)
Colombia Law Enforcement Prosecutor Generals Office of Colombia – List of individuals and entities dismissed from office, banned or suspended from holding public office orfined by the Prosecutor General Office of Colombia (Procuraduria General de la Nacion – PGO).
Colombia Regulatory
Enforcement
Financial Superintendence of Colombia – Administrative actions, fines and final resolutions instituted against supervised entities, directors, stock market agents and other individuals by the Financial Superintendence of Colombia (Superintendencia Financiera de Colombia) for violations of financial legislation and/or internal regulations.
Colombia Regulatory
Enforcement
Superintendence of Industry and Commerce – List of individuals and entities sanctioned by the Colombian Superintendence of Industry and Commerce (Superintendencia de Industria y Comercio – SIC) for violation of example Consumer Protection Laws, Competition Protection Laws, Industrial Protection Laws and Personal Data Protection Laws. Monitored for ARI RRE relevant crimes.
Ecuador Regulatory
Enforcement
Superintendence of Banks of Ecuador – Entities listed as unauthorized by the Superintendence of Banks of Ecuador (Superintendencia de Bancos del Ecuador – SBS) to carry out business as financial providers, broker dealers, securities or investments intermediaries.
International Regulatory
Enforcement
INTER-AMERICAN DEVELOPMENT BANK – IDB Notices of firms and individuals sanctioned by the Bank making them ineligible to be awarded IDB-financed contracts.
Jamaica Regulatory
Enforcement
Jamaican Financial Services Commission – Warnings of unauthorized firms and individuals
Mexico Regulatory
Enforcement
Central Bank of Mexico – Sanctions imposed by the Central Bank of Mexico (Banco de Mexico – BANXICO) on financial intermediaries for violations of the Banco de Mexico Law, of the Law for Transparency and Order of Financial Services and of the Law for Credit Institutions.
Mexico Regulatory
Enforcement
Mexican National Banking Securities Commission – List of entities and individualsfined for violations ofthe specific financial regulations or unauthorized by the National Banking and Securities Commission of Mexico (Comision Nacional Bancaria de Valores) to raise funds from the public.
Mexico Regulatory
Enforcement
CONDUSEF MEXICO – Comision Nacional Para La Proteccion Y Defensa De Los Usuarios De Servcios Financieros – List of financial entities fined for failure to comply with the Law for Transparency and Order of Financial Services, the Law on Credit Institutions and the Law for the Regulation of the Credit Information Companies.
Mexico Regulatory
Enforcement
MXCNSF MEXICO – Mexican Insurance and Surety National Commission – List of entities and individuals fined, suspended and/or licenses revoked by the Mexican Insurance and Surety National Commission (Comision Nacional de Seguros Y Fianzas) for violations of financial legislation and/or internal regulations.
Mexico Law Enforcement Mexican Prosecutors General Offices- List of wanted fugitive personsissued by the various Prosecutors General Offices (Procuraduria General de la Republica or PGR) in Mexico
Mexico Regulatory
Enforcement
Mexican Tax Administration Service – List of taxpayers (individuals and/or entities) listed as sentenced for tax offences and/or listed as taxpayer with alleged simulated operations and/or involved in issuing false invoices (facturas apocrifas).
Mexico Regulatory
Enforcement
MEXICAN PUBLIC FUNCTION SECRETARIAT- List of bidders, suppliers and contractors banned from government contracts with offices and/or entities of the Federal Public Administration of Mexico and the States’ Governments due to fines and/or disqualifications issued by an internal control body of a government entity and civil servants sanctioned for violations to the Federal Law of Transparency and Access to Public Government Information.
Nicaragua Regulatory
Enforcement
NICARAGUA SUPERINTENDENCE OF BANKS – Entities fined for violations of financial legislation and/or internal regulations.
Nicaragua Regulatory
Enforcement
Government Suppliers (incl.Sanctioned)
Panama Regulatory
Enforcement
SUPERINTENDENCY OF BANKS OF PANAMA – SUPERINTENDENCIA DE BANCOS DE PANAMA SBP – Warning notices on persons and/or companies engaged in the banking business within and from Panama without a license (unlicesed banking activities).
Peru Regulatory
Enforcement
Superintendencia de Banca, Seguros y AFP (Superintendence of Banks, Insurance and Private Pension Funds) – List of individuals and entities sanctioned by the Financial Intelligence Unit of Peru (Unidad de Inteligencia Financiera de Peru) of the Superintendence of Banks, Insurance and Private Pension Funds (Superintendencia de Banca, Seguros y AFP – SBS)) for not complying with the Offences and Penalties Regulation of the Prevention of Money Laundering and Financing of terrorism and entities listed as unauthorized by the SBS to carry out business as public money collector.
Peru Regulatory
Enforcement
Peru Securities Market Superintendency – List of individuals and entities fined by the Peruvian Securities Market Superintendency (Superintendencia del Mercado de Valores – SMV) for violation to the Sanctions Regulations of the Securities Market Law.
Peru Regulatory
Enforcement
Superintendencia National de Educacion Superior y Universitaria, SINEDU
Uruguay Regulatory
Enforcement
BCU URUGUAY – BCU – Central Bank Account Closures Listed in the Registry of Check Legislation Offenders.
USA Regulatory
Enforcement
US Bureau of Industry and Security Entity List
USA Regulatory
Enforcement
US Bureau of Industry and Security Denied Persons List
USA Regulatory
Enforcement
US Bureau of Industry and Security Unverified List
USA Regulatory
Enforcement
ADOI USA – ADOI – Dept. of Insurance Press releases issued by Arizona Department of Insurance reporting insurance violations, fraud, enforcement actions and penalties imposed based on ARI RRE keywords.
USA Regulatory
Enforcement
CADI USA – CADI – California Department of Insurance Enforcement action taken against individuals and entities by the California Department of Insurance (CADI) for regulatory violations relating to insurance transactions.
USA Regulatory
Enforcement
CFTC USA – COMMODITY FUTURES TRADING COMMISSION – CFTC Enforcement actions taken against individuals and entities for violation of Commodities Futures Trading Commission regulations.
USA Regulatory
Enforcement
CORPCA USA – CALIFORNIA DEPARTMENT OF CORPORATIONS – CORPCA Civil Actions, Desist and Refrain Orders and Escrow Agent Disciplinary Actions issued by the California Department of Corporations.
USA Law Enforcement FBI USA – FBI Most Wanted and press releases issued by the Federal Bureau of Investigation (Federal and State level) for ARI RRE relevant crimes.
USA Sanctions OFAC – List of Foreign Financial Institutions Subject to Part 561 (the “Part 561 List”) (Now part of the CAPTA list)
USA Sanctions OFAC – List of Foreign Financial Institutions Subject to Correspondent Account or Payable-Through Account Sanctions (CAPTA List)
USA Sanctions OFAC – Magnitsky Sanctions
USA Sanctions OFAC – Mali Related Sanctions
USA Sanctions OFAC – Nicaragua Sanctions
USA Sanctions OFAC – Non-Proliferation Sanctions
USA Sanctions OFAC – Non SDN Iranian Sanctions List
USA Sanctions OFAC – Non-SDN Palestinian Legislative Council List
USA Sanctions OFAC – North Korea Sanctions
USA Sanctions OFAC – Rough Diamond Trade Controls
USA Sanctions OFAC – Sectoral Sanctions Identifications (SSI) List
USA Sanctions OFAC – Somalia Sanctions
USA Sanctions OFAC – Sudan and Darfur Sanctions
USA Sanctions OFAC – South Sudan Related Sanctions
USA Sanctions OFAC – Syria Sanctions
USA Sanctions OFAC – Transnational Criminal Organizations
USA Sanctions OFAC – Ukraine/Russia Related Sanctions
USA Sanctions OFAC – Venezuela-Related Sanctions
USA Sanctions OFAC – Yemen Related Sanctions
USA Sanctions OFAC – Zimbabwe Sanctions
USA Sanctions US Department of State Sanctions
Venezuela Regulatory
Enforcement
VENEZUELAN SUPERINTENDENCY OF BANKING SECTOR INSTITUTIONS – SUDEBAN List of entities fined and/or liquidated by the Venezuelan Superintendency of Banking Sector Institutions (Superintendencia de las Instituciones del Sector Bancario (SUDEBAN)).
Venezuela Regulatory
Enforcement
SUPERINTENDENCIA DE LA ACTIVIDAD ASDURADORA – SUDESEG List of entities unauthorized to carry out insurance operations in Venezuela and entities fined by the Superintendence of the Insurance Activity (Superintendencia de la Actividad Aseguradora – SUDESEG) for violation of the financial legislations related to the insurance market in Venezuela.
Venezuela Regulatory
Enforcement
NATIONAL SECURITIES COMM. OF VENEZUELA – COMISION NACIONAL DE VALORES – VCNV Warning notices on entities that have been intervened, investigated and/or liquidated by the National Securities Commission. Warning notices on entities and/or individuals whose licenses to operate within the Venezuela Stock market have been suspended or cancelled and entities that have been fined for violation of the stock market regulations.
Venezuela Regulatory
Enforcement
Comptroller Generals Office of Venezuela Individuals sanctioned by the Comptroller General’s Office ofthe Bolivarian Republic of Venezuela (CGR) due to administrative irregularities.
British Virgin Islands Regulatory
Enforcement
BVI Financial Services Commission – Advisory Warnings Advisory warning notices relating to unauthorized individuals and entities in British Virgin Islands.
Australia Regulatory
Enforcement
ASIC AUSTRALIA – Securities and Investments Comm Published lists of unlicensed overseas companies, cold callers. Fraudulant List of fake regulators and exchanges.
Australia Regulatory
Enforcement
Australian Securities and Investments Commission – Investor Alert Unlicensed companies listed by the Australian Securities & Investments Commission (ASIC) on MONEYSMART for making unsolicited calls orsending emails aboutinvesting, financial advice, credit orloans and do not hold current Australian Financial Services(AFS) or Australian Creditlicenses from ASIC as well aslistings ofsocalled international organizationsthat are fake entities and no genuine governmentregulators exist under these names.
Australia Sanctions Department of Foreign Affairs and Trade – Australia and Sanctions
Australia Sanctions Australian National Security – Listed Terrorist organizations
Bangladesh Sanctions Central Bank of Bangladesh – Domestic Sanction List of banned terrorist organizations.
Bangladesh Regulatory
Enforcement
Bangladesh Securities Exchange Commission Orders and penalties issued by the Enforcement Department of the Bangladesh Securities Exchange Commission (BDSEC) against those who breach/violate securities laws.
China Regulatory
Enforcement
CIRC CHINA – China Insurance Regulatory Commission. Penalties(warnings, fines and revocation of licenses) issued against individuals and entities for violating insurance regulations in China.
China Law Enforcement Central Commission for Discipline Inspection Individuals listed by the Central Commission for Discipline Inspection of the Communist Party of China (CCDI) within the Ministry of Supervision as wanted or press releases related to high level government officials and SOE executives who are under investigation for violations of discipline and the law and related allegations of corruption, bribery and other economic crimes.
China Law Enforcement Central Commission for Discipline Inspection – Most Wanted Individuals listed by the Central Commission for Discipline Inspection of the Communist Party of China (CCDI) as wanted in the Sky Net Operation, who fled abroad on allegations of corruption, bribery and other economic crimes.
China Regulatory
Enforcement
SHANGHAI STOCK EXCHANGE – Enforcement action against companies and individuals for violation of the Rules Governing the Listing of Stocks on the Shanghai Stock Exchange (SSE) under the supervision of the Chinese Securities Regulatory Commission (CSRC) discharging regulatory functions which includes criticism and public censure against individuals deemed by the SSE as individuals unfit for serving as a director of a listed company.
China Regulatory
Enforcement
China Securities Regulatory Commission – Warnings, fines and revocation of licenses issued against individuals and entities for violating securities regulations in China. Alert Alerts published by the Chinese Securities Regulatory Commission (CSRC) of entities identified to be engaged in illegal activities in the securities and futures market.
China Sanctions Ministry of Public Security
Hong Kong Regulatory
Enforcement
Hong Kong Securities and Futures Commission – Investor Alerts and enforcement reports and listed entities operating in financial market.
Hong Kong Regulatory
Enforcement
Hong Kong Monetary Authority – HKMA Notices of fraudulent bank and entity websites.
Hong Kong Regulatory
Enforcement
HONG KONG SECURITIES & FUTURES COMMISSION – HKSFC Published enforcement reports.
Hong Kong Regulatory
Enforcement
HONG KONG INDEPENDENT COMMISSION AGAINST CORRUPTION – ICACHK Press releases and wanted notices issued by Hong Kong Independent Commission Against Corruption.
India Law Enforcement CENTRAL BUREAU OF INVESTIGATION of INDIA – Most wanted list and press releases monitored for ARI RRE crimes
India Regulatory
Enforcement
Insurance Regulatory and Development Authority of India – Penalty orders issued and suspended agents listed by the Insurance Regulatory and Development Authority (IRDA) of India against Life Insurers, Third Party Administrators, Agents, Surveyors and Brokers.
India Law Enforcement INDIAN NATIONAL INVESTIGATION AGENCY – INNIA Wanted List and releases on terrorism, arms trafficking, counterfeit currency syndicates and other criminal cases issued by the National Investigation Agency (NIA), part of the Ministry of Home Affairs of Government of India.
India Regulatory
Enforcement
SECURITIES & EXCHANGE BOARD – SEBI Enforcement reports appearing on press releases issued by SEBI.
Indonesia Regulatory
Enforcement
Indonesian Financial Services Authority Regulatory enforcement action taken by the Indonesian Financial Services Authority (Otoritas Jasa Keuangan – OJK) against the Indonesian financial sector such as banking, capital markets, and non-bank financial industry sectors, for non compliancewith financialregulations, financial manipulation and embezzlementin financial service activities which include revocation of licenses, fines, cease and desist orders and corrective orders.
Indonesia Sanctions Financial Transaction Reports and Analysis Centre of Indonesia- List of Suspected Terrorists and Terrorist Organizations (DTTOT)
International Regulatory
Enforcement
Asian Development Bank Notices issued by Asian Development Bank declaring firms and individualsineligible to participate in ADB financed activity for committing fraudulent or corrupt acts as defined by ADB’s Anticorruption Policy.
Japan Regulatory
Enforcement
JAPAN FINANCIAL SERVICES AGENCY – JFSA List of companies fined by JFSA for violating financial laws and warnings issued against unregistered Japanese and foreign companies, including suspension of operation and registration revocations.
Japan Sanctions JAPANESE MINISTRY OF FINANCE – INTERNATIONAL SANCTIONS – JMOF Notices pertaining to International sanctions currently in force in Japan.
Japan Sanctions Japan Ministry of Economy Trade and Industry (METI) End User list
Korea, South Regulatory
Enforcement
Financial Services Commission
Malaysia Regulatory
Enforcement
Bank Negara Malaysia – Financial fraud alerts, enforcement actions, investigations and Press releasesissued against illegal financial activities by individuals and entities.
Malaysia Regulatory
Enforcement
Malaysian Securities Commission – Investor Alerts of entities unauthorized to provide financial services and fraudulent websites.
Malaysia Law Enforcement Malaysian Anti-Corruption Commission (MACC) – Arrests, charges and convictions of individuals and organizationsfor violating anticorruption laws and regulations in Malaysia.
Malaysia Sanctions Ministry of Home Affairs
New Zealand Sanctions NZPOL NEW ZEALAND – notices of current terrorism related sanctions applied in New Zealand in line with United Nations
New Zealand Regulatory
Enforcement
NEW ZEALAND Securities and Exchange Commission – Warning notifications in relation to fraudulent investments offered.
New Zealand Law Enforcement NEW ZEALAND SERIOUS FRAUD OFFICE – Media releases relating to serious fraud investigations and prosecutions based on ARI RRE keywords.
Pakistan Sanctions National Counter Terrorism Authority (NACTA) – Proscribed Persons and Entities
Pakistan Regulatory
Enforcement
NATIONAL ACCOUNTABILITY BUREAU – NAB Fines, court orders and crime reports issued by the National Accountability Bureau.
Pakistan Regulatory
Enforcement
Securities and Exchange Commission of Pakistan – Ban orders,suspensions and finesissued against individuals and entities for violating financial and securities regulations in Pakistan.
Philippines Regulatory
Enforcement
CENTRAL BANK OF THE PHILIPPINES – PHBSP Press releases circulars and warning notices published by the Central Bank of the Philippines (Bangko Sentral Ng Pilipinas) on individuals and entities.
Philippines Regulatory
Enforcement
PHILIPPINES SECURITIES AND EXCHANGE COMMISSION – PHSEC Cease and Desist orders.
Singapore Regulatory
Enforcement
Monetary Authority of Singapore – Warnings and Investor Alerts of entities that are not licensed or regulated by MAS.
Singapore Law Enforcement SINGAPORE CORRUPT PRACTICES INVESTIGATION BUREAU – Press releases issued by Singapore Corrupt Practices Investigation Bureau on companies and individuals charged and convicted of corruption and white collar crimes.
Singapore Sanctions Monetary Authority of Singapore – Regulations and Financial Stability – Targeted Financial Sanctions
Sri Lanka Sanctions Ministry of Public Security – Sanctions List of Terrorism-related organizations and Individuals
Taiwan Law Enforcement MINISTRY OF JUSTICE INVESTIGATION BUREAU OF TAIWAN – Notices issued by the Investigation Bureau of the Ministry of Justice for corruption, financial and narcotics crimes.
Taiwan Regulatory
Enforcement
TAIWAN FINANCIAL SUPERVISORY COMMISSION – TWFSC Enforcement notices monitored for fines, suspensions imposed.
Thailand Regulatory
Enforcement
TAIWAN FINANCIAL SUPERVISORY COMMISSION – TWFSC Enforcement notices monitored for fines, suspensions imposed.
Vietnam Regulatory
Enforcement
STATE SECURITIES COMMISSION OF VIETNAM – Warnings, revocation and suspension of certificates of registration and fines imposed on individuals and organizations for violating securities regulations in Viet Nam.
Vietnam Sanctions Ministry of Public Security -Sanctions List of Terrorism-related organizations and Individuals
Georgia Law Enforcement Ministry of Internal Affairs of Georgia – Individuals and entities investigated, indicted or wanted for corruption, organized crime, individuals connected with terrorism or other serious criminal offences as published by the Georgian Ministry of Internal Affairs (MIA).
Gibraltar Regulatory
Enforcement
GIBFSC GIBRALTAR – FIN. SERVICES COMM. – GIBFSC Warning notices relating to bogus banks and other unauthorized entities.
Greece Regulatory
Enforcement
Capital Markets Commission – News releases based on ARI RRE keywords
Guernsey Regulatory
Enforcement
GUERNSEY Financial Services Commission – Notices pertaining to prohibitions issued by the FSC, unauthorized financial institutions, warning notices and Public statements made under section11C of the FSC Law.
Hungary Regulatory
Enforcement
HUNGARIAN FINANCIAL SUPERVISORY AUTHORITY – WARNING NOTICES – Warning notices of unauthorized individuals and entities.
Hungary Regulatory
Enforcement
NATIONAL BANK OF HUNGARY – Warnings ion entities not eligible to carry out certain business activities, entities that do not have permit to operate in financial marketsin Hungary and warnings on companies whose activities are designated as unauthorized according to Act 2001 on the Capital Market or by foreign supervisory authorities.
Hungary Law Enforcement Hungarian Police – Wanted Wanted notices issued by the Hungarian Police.
Ireland Regulatory
Enforcement
Financial Services Regulatory Authority of Ireland – Notices of unauthorized Firms and settlement agreements.
Italy Regulatory
Enforcement
CONSOB – National Commission for Companies and the Stock Exchange – Investor warnings
Italy Regulatory
Enforcement
Central Bank of Italy Supervisory bulletins published by Banca d’Italia (Central Bank of Italy) listing companies and individuals who are fined for fraudulent administration, insider trading and infractions, publications on administrative sanctions and companies whose registrations have been suspended because of irregular activities.
Kazakhstan Regulatory
Enforcement
National Bank of Kazakhstan – Committee for the Control and Supervision of the Financial Market and Financial Organizations – licence suspensions or administrative fines for infringements, such as false accounting, money laundering and illegal funds transactions.
Kazakhstan Law Enforcement State Revenue Committee of The Ministry of Finance – Individuals listed as wanted for involvement in financial crimes.
Kyrgyzstan Law Enforcement Kyrgyzstan Financial Intelligence Service – International and National List issued by the State Financial Intelligence Service of Kyrgyzstan (FIU) of individuals and entitiesinvolved in terrorist and extremist activities orthe proliferation of weapons of mass destruction.
Latvia Regulatory
Enforcement
FINANCIAL AND CAPITAL MARKET COMMISSION – Investor warning notices regarding unauthorized financial concerns.
Lithuania Regulatory
Enforcement
CENTRAL BANK OF LITHUANIA – WARNING NOTICES – LTLCB Warning notices relating to unlicensed companies including entries from the former Lithuanian Securities Commission(LSC).
Luxembourg Regulatory
Enforcement
Commission De Surveillance Du Secteur Financier – Warning Notices Warning notices on entities not authorized to carry out certain business activities, entitiesthat do not a have permit to operate in financial marketsin Luxembourg and warnings on companies whose activities are designated as unauthorized by foreign supervisory authorities or entities and individuals reported by the CSSF as suspected of illegal financial activities.
Malta Regulatory
Enforcement
Financial Services Authority of Malta – National and international warning in relation to unauthorized entities providing financial services.
Malta Regulatory
Enforcement
Malta Gaming Authority – Online and land-based gaming operators suspended by the Malta Gaming Authority (MGA).
Netherlands Regulatory
Enforcement
AFM NETHERLANDS -Autoriteit FinancieIe Markten – Lists relating to unlicenced institutions and persons offering securities services in the Netherlands, institutions that are offering securities without issuing a prospectus and warning notices issued by foreign supervisory bodies.
Netherlands Sanctions Rijksoverheid – Nationale sanctielijst terrorisme
Norway Regulatory
Enforcement
NORWAY FINANCIAL SUPERVISORY AUTHORITY – WARNING NOTICES – Fraudulent banks and internet sites, also individuals purporting to be legitimate business persons.
Poland Regulatory
Enforcement
Polish Financial Supervision Authority – List of unauthorized entities which have not obtained the required license from the Polish Financial Supervision Authority (Komisja Nadzoru Finansowego, KNF) to conduct activities as financial entities within Poland as required by law and list of financial penaltiesissued by KNF for violations of trading regulations.
Portugal Regulatory
Enforcement
Comissao Do Mercado De Valores Mobiliarios – Non-authorized Financial Institutions, Foreign Supervisory Authorities Warnings, Serious administrative infractions and Judicial decisions on crimes against the market.
Romania Regulatory
Enforcement
Romanian Financial Supervision Authority – Companies and individuals as fined, licence revocations or other administrative proceedings.
Romania Law Enforcement Romanian organized Crime & Terrorism Investigation Directorate – Press releases on individuals , entities, groups or associations investigated, wanted or indicted for terrorism, crimes against the security of the state and organized crimerelated actions.
Romania Law Enforcement Romanian National Anti-corruption Directorate – Press releases and news issued by the Romanian National Anticorruption Directorate (DirectiaNationalaAnticoruptie (DNA)) on individuals and entitiesinvestigated orindicted for corruption-related actions.
Romania Law Enforcement General Inspectorate of Romanian Police – Press releases and communiques on individuals wanted, investigated orindicted for serious financial criminal offences based on ARI RRE keywords
Russia Sanctions Federal Financial Monitoring Service – List of Individuals/organizations involved in Extremist/Terrorism activities.
Russia Law Enforcement RUSSIAN FEDERAL DRUG CONTROL SERVICE – Wanted notices issued against individuals wanted by the Federal Drug Control Service of the Russian Federation for narcotic trafficking crimes and notices of conviction for narcoticstrafficking and related crimes.
Russia Law Enforcement RUSSIAN FEDERAL PENAL SERVICE – Individuals wanted for corruption and/or organized crime-related actions or other serious criminal offences.
Russia Law Enforcement RUSSIAN MINISTRY OF INTERNAL AFFAIRS – Press releases issued by the Ministry of Internal Affairs of Russian Federation (Ministerstvo Vnutrennikh Del Rosiiskoy Federaciy – MVD) on individuals and entities investigated, wanted or indicted for financial or organized crime and terrorism.
Russia Law Enforcement Prosecutor Generals Office Russian Federation – Press releases on individuals and entitiesinvestigated orindicted for corruption and/or organized crime-related actions or other financial crime offences.
Russia Law Enforcement Russian Federal Investigative Committee – Press releases on individuals and entitiesinvestigated orindicted forfinancial and related crimes.
Slovakia Regulatory
Enforcement
NATIONAL BANK OF SLOVAKIA – Warnings on unethical and unfair practises in the Slovakian capital market and warnings issued by the European authorities informing the public of the financial activities of the financial market participants engaged in activities in the European Union including fines, license revocations and other regulatory actions ordered by the NBS.
Slovenia Regulatory
Enforcement
SLOVENIAN SECURITIES MARKET AGENCY – Warning notices relating to individuals and entities not authorized by the Securities Market Agency of Slovenia and warning notices published by other authorities.
Spain Regulatory
Enforcement
Commission Nacional Del Mercado De Valores – Warnings of firms not authorized to provide investment services in Spain and listings of disciplinary penalties issued by the CNMV against individuals and entities for violations of Law 44/2002 on the Measures to Reform the Financial System (Medidas de Reforma del Sistema Financiero), Law 24/88 on the Stock Market (Mercado de Valores) and the Law 35/2003 (Collective Investments Schemes (Instituciones de Inversion Colectiva).
Spain Regulatory
Enforcement
Directorate General of Insurance and Pension Funds- Warningsissued by the Spanish Directorate General forInsurance and Pensions Funds (DGSFP) on organizationsthat are not registered or authorized to operate in Spain asInsurance Companies or to exercise said activity in Spain under the system of the free provision of services from another member state of the European Economic Space, or under the system of the right of establishment through a branch in Spain
Switzerland Regulatory
Enforcement
Swiss Financial Market Supervisory Authority – FINMA enforcement measures against unauthorized institutions (black list) and rulings under Article 34 FINMASA. This keyword also includes press releases for sanctions lists not published by SECO.
Switzerland Regulatory
Enforcement
Swiss Stock Exchange – Penalties and monetary fines issued by the SIX Swiss Exchange (previously SWX Swiss Exchange) relating to its regulatory mandate as prescribed underthe Swiss Stock Exchange Act, regulating stock exchange trading and admission of securities.
Switzerland Sanctions State Secretariat for Economic Affairs
Tajikistan Law Enforcement Ministry of Internal Affairs of Tajikistan – Press releases on individuals and entities investigated or indicted for corruption, organized crimerelated actions or other serious criminal offences.
Tajikistan Sanctions National Bank of Tajikistan – Individuals and Entities Lists
Turkey Regulatory
Enforcement
Council of Ministers of Turkey – Terrorism Linked organizations Institutions, corporations, foundations, organizations, federations, confederations and other enterprises whose operations are terminated and/or assets seized due to alleged affiliation with terrorist organizations by the Council of Ministers (COM) of Turkey.
Turkey Law Enforcement Turkish Ministry of Interior – Most Wanted Terrorists Most Wanted Terrorists Lists (Red, Blue, Green, Orange and Grey notices) issued by the Turkish Ministry of the Interior on members of religious, political and separatist terrorist organizations.
Turkey Sanctions Ministry of Interior Wanted Lists
Ukraine Sanctions STATE COMMITTEE FOR FINANCIAL MONITORING – TERRORISM LIST
Ukraine Sanctions National Security and Defence Council ofUkraine
United
Kingdom
Regulatory
Enforcement
Financial Conduct Authority – Enforcement Noticesincluding Press Releases, Enforcement Press Releases, Consumer Information, Final Notices, Latest Publications and Prohibited Individuals.
United
Kingdom
Regulatory
Enforcement
Financial Conduct Authority – List of Unauthorized Internet Banks. List of unauthorized entities presenting themselves, over the Internet to be Banks and/or to offer banking services.
United
Kingdom
Regulatory
Enforcement
Financial Conduct Authority – List of Unauthorized Overseas Firms. List now combined with Unauthorized Firms or individuals.
United
Kingdom
Regulatory
Enforcement
IOM Financial Services Commission – Warnings and notices.
United
Kingdom
Regulatory
Enforcement
IOM Financial Services Commission – DISSOLVED COs – IOMFSC-D Financial Services Commission publishes notices of dissolved companies.
United
Kingdom
Regulatory
Enforcement
IOM Financial Services Commission – STRUCK OFF COs – IOMFSC-S Financial Services Commission publishes notices of companies struck off companies.
United
Kingdom
Law Enforcement Metropolitan Police News Releases issued by the Metropolitan Police.
United
Kingdom
Regulatory
Enforcement
Serious Fraud Office – Press releasesissued by The Serious Fraud Office relating to seriousfraud investigations and prosecutions.
United
Kingdom
Law Enforcement HM CUSTOMS & EXCISE – Press Releases
United
Kingdom
Law Enforcement CITY OF LONDON POLICE – Press Releases issued by the City of London Police and monitored for ARI RRE relevant crimes.
United
Kingdom
Regulatory
Enforcement
UK Gambling Commission – Press releases and notices against gambling licence holders (individuals and entities), including warnings, imposing additional conditions or amending existing ones, financial penalties for breach of licence conditions, licence suspensions and revocations, as well as law enforcement action taken against licenced and unlicenced gambling operators.
United
Kingdom
Regulatory
Enforcement
HM REVENUE & CUSTOMS TAX DEFAULTERS – UKHMRC-TD List of tax defaulters published by UK HM Revenue & Customs penalised for deliberately failing to comply with tax obligations.
United
Kingdom
Sanctions HM TREASURY – Individuals and entities listed on the UK consolidated list of Financial sanctions targets as designated by United Nations, European Union and United Kingdom.
United
Kingdom
Regulatory
Enforcement
HM Treasury Financial Restrictions.Noticesissued byUK HM Treasury implementing Financial Restrictions under Counter terrorism Act 2008 – entries not always included on the UK Consolidated sanctionslist.
United
Kingdom
Sanctions HM Treasury Investment Ban List of entries subject to Investment restrictions.
United
Kingdom
Regulatory
Enforcement
UK HOME OFFICE – Proscribed Terrorist Groups.
United
Kingdom
Law Enforcement UK NATIONAL CRIME AGENCY – Individuals subject to Serious Crime Prevention Orders, Financial Reporting Orders, Travel Restriction Orders and Ancillary Orders as published by the UK National Crime Agency (NCA)
United
Kingdom
Sanctions HMT – Afghanistan
United
Kingdom
Sanctions HMT – Belarus
United
Kingdom
Sanctions HMT – Burma/Myanmar
United
Kingdom
Sanctions HMT – Burundi
United
Kingdom
Sanctions HMT – Central African Republic
United
Kingdom
Sanctions HMT – Chemical Weapons
United
Kingdom
Sanctions HMT – Cyber Attacks
United
Kingdom
Sanctions HMT – Democratic Republic of the Congo
United
Kingdom
Sanctions HMT – Egypt
United
Kingdom
Sanctions HMT – HMT – Iran (human rights)
United
Kingdom
Sanctions HMT – HMT – Iran (nuclear proliferation)
United
Kingdom
Sanctions HMT – Iraq
United
Kingdom
Sanctions HMT – ISIL (Da’esh) and Al-Qaida organizations
United
Kingdom
Sanctions HMT – Libya
United
Kingdom
Sanctions HMT – Mali
United
Kingdom
Sanctions HMT – Nicaragua
United
Kingdom
Sanctions HMT – North Korea (Democratic People’s Republic of Korea)
United
Kingdom
Sanctions HMT – Republic of Guinea
United
Kingdom
Sanctions HMT – Republic of Guinea-Bissau
United
Kingdom
Sanctions HMT – Somalia
United
Kingdom
Sanctions HMT – South Sudan
United
Kingdom
Sanctions HMT – Sudan
United
Kingdom
Sanctions HMT – Syria
United
Kingdom
Sanctions HMT – Terrorism and terrorist financing
United
Kingdom
Sanctions HMT – Tunisia
United
Kingdom
Sanctions HMT – Turkey
United
Kingdom
Sanctions HMT – UK freezing orders
United
Kingdom
Sanctions HMT – Ukraine (Misappropriation and Human Rights)
United
Kingdom
Sanctions HMT – Ukraine (Sovereignty and Territorial Integrity)
United
Kingdom
Sanctions HMT – Venezuela
United
Kingdom
Sanctions HMT – Yemen
United
Kingdom
Sanctions HMT – Zimbabwe
Afghanistan Regulatory
Enforcement
High Office of Oversite and Anti-Corruption
Afghanistan Regulatory
Enforcement
Da Afghanistan Bank
Afghanistan Regulatory
Enforcement
Financial Transactions and Reports Analysis Center of Afghanistan
Algeria Regulatory
Enforcement
Bank of Algeria
Algeria Regulatory
Enforcement
Ministry of Finance
Algeria Regulatory
Enforcement
Commission for organization and surveillance of the exchange operation (COSOB)
Bahrain Regulatory
Enforcement
Bahrain Bourse (BHB)
Bahrain Regulatory
Enforcement
Central Bank of Bahrain
Bahrain Sanctions Bahrain Ministry of Foreign Affairs
Benin Regulatory
Enforcement
Center of National Financial Information – Benin
Botswana Regulatory
Enforcement
Non-Bank Financial Institutions Regulatory Authority – notices
Cameroon Regulatory
Enforcement
Chamber of Commerce, Industry, Mines and Crafts of Cameroon
Congo, Republic of the Regulatory
Enforcement
Financial Investigation Agency
Cote D’Ivoire Law Enforcement COTE D’IVOIRE – Ivory Coast Platform Combating Cyber Criminality – Individuals involved in or wanted by the Ivory Coast Police for cybercrime activities as published by the Platform Combating Cyber Criminality (Plateforme de Lutte Contre la Cybercriminalite – PLCC) of the Ivory Coast Ministry of State and Interior.
Egypt Sanctions Central Bank of Egypt
Egypt Sanctions Egyptian Money Laundering Combating Unit
Egypt Regulatory
Enforcement
The Electric Utility and Consumer Protection Regulatory Agency
Egypt Regulatory
Enforcement
Administrative Control Authority
Egypt Regulatory
Enforcement
Cargo Supervision and Surveying Office
Egypt Regulatory
Enforcement
Central Bank of Egypt
Egypt Regulatory
Enforcement
Egyptian Drug Authority
Egypt Regulatory
Enforcement
Egyptian Financial Supervisory Authority
Israel Sanctions Israel Tax Authority
Israel Law Enforcement Ministry of Justice
Israel Regulatory
Enforcement
Ministry of Finance
Israel Regulatory
Enforcement
Israel Tax Authority
Israel Regulatory
Enforcement
Bank of Israel
Israel Regulatory
Enforcement
Israel Securities Authority – lists of judgements
Israel Regulatory
Enforcement
Israel Tax Authority – News search
Israel Regulatory
Enforcement
Israel Tax Authority – Press Releases
Israel Regulatory
Enforcement
Israel Tax Authority-Search for Judgments – Criminal Proceedings for Income Tax and VAT
Israel Regulatory
Enforcement
Israel Tax Authority – search for entities that are not registered by law (not sure what this means)
Israel Regulatory
Enforcement
Israel Securities Authority
Jordan Regulatory
Enforcement
Amman Stock Exchange (ASE)
Jordan Regulatory
Enforcement
Jordan Securities Depository Center
Jordan Regulatory
Enforcement
Jordan Telecommunication Regulatory Commission (TRC)
Jordan Regulatory
Enforcement
Securties Commision
Kenya Regulatory
Enforcement
Central Bank of Kenya (CBK)
Kenya Regulatory
Enforcement
Capital Markets Authority
Kuwait Regulatory
Enforcement
Ministry of Finance
Kuwait Regulatory
Enforcement
Kuwait Stock Exchange (Borsa Kuwait)
Kuwait Regulatory
Enforcement
Central Bank of Kuwait
Kuwait Regulatory
Enforcement
State Audit Bureau of Kuwait
Kuwait Regulatory
Enforcement
Central Bank of Kuwait
Kuwait Regulatory
Enforcement
Capital Market Authority (CMA)
Kuwait Regulatory
Enforcement
Kuwait Stock Exchange (Borsa Kuwait)
Lebanon Sanctions Ministry of Economy and Trade
Lebanon Regulatory
Enforcement
Banking control commission of Lebanon
Lebanon Regulatory
Enforcement
Banque du Liban
Lebanon Regulatory
Enforcement
Beirut Stock Exchange
Lebanon Regulatory
Enforcement
Central Bank of Lesotho
Libya Regulatory
Enforcement
Libyan Audit Bureau
Libya Regulatory
Enforcement
Libya’s Central Bank
Libya Regulatory
Enforcement
Libyan Stock Market
Malawi Regulatory
Enforcement
Anti Corruption Bureau – Malawi
Malawi Regulatory
Enforcement
The Pension and Insurance Supervision (PISU) Department of Reserve Bank of Malawi
Mauritania Regulatory
Enforcement
Regulation Authority
Mauritania Regulatory
Enforcement
Central Bank of Mauritania (BCM)
Mauritania Regulatory
Enforcement
Court of Auditors
Mauritania Regulatory
Enforcement
Ministry of Economy and Finance
Mauritius Regulatory
Enforcement
Mauritius Financial Services Commission – Press releases and communiques issued by the Financial Services Commission of Mauritius on companies penalized for irregular activities, license revocations and warnings against unlicensed entities.
Mauritius Regulatory
Enforcement
Financial Services Commission Mauritius
Mauritius Regulatory
Enforcement
Financial Reporting Council
Mauritius Regulatory
Enforcement
Bank of Mauritius
Mauritius Regulatory
Enforcement
Financial Services Commission
Mauritius Regulatory
Enforcement
Revenue Authority
Mauritius Regulatory
Enforcement
Financial Services Commission – Enforcement Actions
Morocco Regulatory
Enforcement
Moroccan Securities Board
Morocco Regulatory
Enforcement
Bank al-Maghrib
Morocco Regulatory
Enforcement
Moroccan Ministry of Economy and Finance
Morocco Regulatory
Enforcement
Moroccan Ministry of Industry, Commerce, Investment and Digital Economy
Nigeria Law Enforcement NATIONAL DRUG LAW ENFORCEMENT AGENCY – Wanted persons and press releases published by the National Drug Law Enforcement Agency (NDLEA) ofNigeria relating to law enforcement action against individualsfor offencesrelating to illicit narcotics trafficking.
Nigeria Law Enforcement NIGERIAN ECONOMIC AND FINANCIAL CRIMES COMMISSION – Press Releases and Most Wanted notices issued by the Nigerian Economic and Financial Crimes Commission for ARI RRE crimes.
Nigeria Law Enforcement Independent Corrupt Practices Commission – Wanted persons, press releases and court cases published by the Independent Corrupt Practices andOther RelatedOffences Commission (ICPC) ofNigeria relating to law enforcement and prosecution of corruption offences.
Nigeria Regulatory
Enforcement
Nigerian Securities and Exchange Commission – Enforcement proceedings taken by the Nigerian Securities and Exchange Commission against individuals and companies for breaches of securities laws.
Nigeria Regulatory
Enforcement
Securities and Exchange Commission — SEC ADMINISTRATIVE PROCEEDINGS COMMITTEE Decisions
Nigeria Regulatory
Enforcement
Securities and Exchange Commission — Litigation
Nigeria Regulatory
Enforcement
Securities and Exchange Commission — REFERRED CASES
Nigeria Regulatory
Enforcement
Securities and Exchange Commission — SUSPENSIONS AND PENALTIES
Nigeria Regulatory
Enforcement
Federal Inland Revenue Services
Nigeria Regulatory
Enforcement
Economic and Financial Crimes Commission
Oman Regulatory
Enforcement
Central Bank of Oman
Oman Regulatory
Enforcement
Capital Market Authority
Oman Regulatory
Enforcement
State Audit Institution
Oman Regulatory
Enforcement
Muscat Securities Market
Oman Regulatory
Enforcement
Capital Market Authority (CMA)
Palestine Regulatory
Enforcement
Palestine Ministry of Finance
Palestine Regulatory
Enforcement
State Audit and Administrative Control Bureau – PNA
Palestine Regulatory
Enforcement
Bank of Palestine
Palestine Regulatory
Enforcement
Palestine Capital Market Authority – List of licensed financial leasing companies for the year 2016
Palestine Regulatory
Enforcement
Palestine Capital Market Authority – List of licensed insurance companies for the year 2016
Palestine Regulatory
Enforcement
Palestine Capital Market Authority – List of licensed mortgage companies for the year 2016
Palestine Regulatory
Enforcement
Palestine Capital Market Authority
Palestine Regulatory
Enforcement
Palestine Capital Market Authority – List of companies licensed to conduct financial activities for the year 2016
Qatar Regulatory
Enforcement
Qatar Central Bank
Qatar Regulatory
Enforcement
Qatar Stock Exchange
Qatar Regulatory
Enforcement
Qatar Financial Centre Authority
Qatar Regulatory
Enforcement
Qatar Financial Centre Regulatory Authority
Qatar Regulatory
Enforcement
Qatar Financial Markets Authority
Qatar Regulatory
Enforcement
Qatar Stock Exchange
Qatar Regulatory
Enforcement
Qatar Financial Markets Authority
Rwanda Law Enforcement Rwanda National Police – Press releasesissued by the RwandanNational Police on individuals and/or entitiesindicted for corruption and/or organized crime-related actions or other serious criminal offences.
Rwanda Regulatory
Enforcement
National Bank of Rwanda
Sao Tome and
Principe
Regulatory
Enforcement
Public Warnings – Securities Dealers
Saudi Arabia Regulatory
Enforcement
Saudi Arabian Capital Market Authority
Saudi Arabia Regulatory
Enforcement
Saudi Arabian Monetary Agency
Saudi Arabia Regulatory
Enforcement
Saudi Arabian Capital Market Authority
Saudi Arabia Regulatory
Enforcement
Saudi Stock Exchange (Tadawul) — Suspended companies
Saudi Arabia Regulatory
Enforcement
Saudi Stock Exchange (Tadawul) — Suspended companies historical list
Senegal Regulatory
Enforcement
Chamber of Public Notaries
Seychelles Regulatory
Enforcement
Central Bank of Seychelles
Seychelles Regulatory
Enforcement
Financial Services Authority Seychelles:
Sierra Leone Regulatory
Enforcement
Bank of Sierra Leone
Somalia Regulatory
Enforcement
Central Bank of Somalia
South Africa Law Enforcement SOUTH AFRICAN POLICE SERVICE – Official press releases issued on the South African Police Service (SAPS) website on individuals and entities investigated, indicted or wanted for corruption and/or organized crime-related actions or other serious criminal offences by the SAPS.
South Africa Regulatory
Enforcement
Financial Intelligence Centre — Sanctions by FIC
South Africa Regulatory
Enforcement
Financial Intelligence Centre — Sanctions issued by supervisory bodies
South Africa Regulatory
Enforcement
Bank of South Sudan
Sudan Regulatory
Enforcement
Central Bank of Sudan
Syria Regulatory
Enforcement
Syrian Commission on Financial Markets and Securities (SCFMS)
Syria Regulatory
Enforcement
Central Bank of Syria
Syria Regulatory
Enforcement
Syrian Ministry of Finance
Tanzania Regulatory
Enforcement
Financial Intelligence Unit
Tanzania Regulatory
Enforcement
Capital Market & Securities Authority
Tanzania Regulatory
Enforcement
Bank of Tanzania
Tanzania Regulatory
Enforcement
Financial Intelligence Unit
Togo Regulatory
Enforcement
Regional Council for Public Savings and Financial Markets (CREPMF) — Regulatory decisions
Togo Regulatory
Enforcement
Inter-African Conference of Insurance Markets (CIMA)
Tunisia Regulatory
Enforcement
Central Bank of Tunisia
Tunisia Regulatory
Enforcement
Tunisia Stock Exchange (Bourse de Tunis)
Tunisia Regulatory
Enforcement
Tunisian Council of the Financial Market
Tunisia Regulatory
Enforcement
Tunisian Council of the Financial Market
Tunisia Sanctions Tunisian National Anti-Terrorist Commission
Tunisia Regulatory
Enforcement
Ministry of Finance
UAE Sanctions Ministry of Foreign Affairs and International Cooperation
UAE Regulatory
Enforcement
Abu Dhabi Securities Exchange
UAE Regulatory
Enforcement
Dubai International Financial Centre (DIFC)
UAE Regulatory
Enforcement
Regulation and Supervision Bureau
UAE Regulatory
Enforcement
State Audit Institution
UAE Regulatory
Enforcement
Central Bank of the UAE
UAE Regulatory
Enforcement
Dubai Financial Services Authority (DFSA)
UAE Regulatory
Enforcement
Multi Commodities Centre Authority
UAE Regulatory
Enforcement
Securities and Commodities Authority
Uganda Regulatory
Enforcement
National Bank of Uganda
Zambia Regulatory
Enforcement
Bank of Zambia
Zambia Regulatory
Enforcement
Pensions and Insurance Authority
Zambia Regulatory
Enforcement
Zambia Securities and Exchange Commision
Zambia Regulatory
Enforcement
Securities and Exchange Commission
Zambia Regulatory
Enforcement
Financial Intelligence Centre
Zambia Regulatory
Enforcement
Zambia Revenue Authority
Zimbabwe Regulatory
Enforcement
Royal Bank Zimbabwe
Zimbabwe Law Enforcement My Zimbabwe – Wanted Persons
Zimbabwe Law Enforcement Public Police – Wanted Persons
International Sanctions Asian Development Bank – Anticorruption and Integrity List
International Regulatory
Enforcement
EUROPEAN BANK FOR RECONSTRUCTION AND DEVELOPMENT – EBRD List of entities and individuals which are ineligible to become an European Bank for Reconstruction and Development Counterparty because they have engaged in Prohibited Practices as defined in EBRD Enforcement Policy and procedures.
International Sanctions EU Financial Sanctions List. Contains individuals and companies sanctioned by the European Union. Provides identifying information on individuals and companies.
International Law Enforcement Europol Wanted List – Europe’s Most Wanted Wanted notices published by European law enforcement authorities in cooperation with Europol as published on a dedicated website (www.eumostwanted.eu) for Europe’s Most Wanted Fugitives.
International Law Enforcement Interpol – Wanted Persons
International Sanctions UN Security Council Sanctions. Contains individuals and entities subject to sanctions imposed by the UN Security Council. Provides identifying information.
International Regulatory
Enforcement
World Bank Debarred firms and individuals

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Data provided by Acuris Risk Intelligence