Risk Intelligence Data
Country |
Watchlist Type |
Source |
|---|---|---|
| Antigua & Barbuda | Law Enforcement | Antigua & Barbuda Office of National Drug & Money Laundering Control Policy (ONDCP) – Press releases on investigation into narcotics, money laundering and financial crimes and proceeds of crime. |
| Argentina | Regulatory Enforcement |
Argentinean National Securities Commission – Comision Nacional De Valores. Resolutions issued by the Argentinean Directorate of the National Securities Commission listing entities required immediately to cease activity of public negotiations and financial intermediary ofstocks and securities, as well as warning noticesto cease actions asfinancial intermediary or to warn the public of entities not authorized to operate in the Argentinean Stock Market. |
| Argentina | Regulatory Enforcement |
Argentine Financial Information Unit Individuals and entities fined by the Financial Information Unit of Argentina (Unidad de Informacion Financiera – UIF) for breach of legal duties to prevent money laundering and terrorist financing contained in the Laws 25.246, 26.268 and Resolutions. |
| Bahamas | Regulatory Enforcement |
Bahamas Securities Commission Enforcement Notices and Alerts issued by the Bahamas Securities Commission for violations of the Securities Industry Act and Investment Funds Act of the Bahamas. |
| Bahamas | Regulatory Enforcement |
CENTRAL BANK WARNING NOTICES – CBBW Warning notices – entities and individuals operating in breach of the Banks and Trust Companies Regulations Act, 2000, and/or other laws of The Bahamas. |
| Belize | Regulatory Enforcement |
CENTRAL BANK OF BELIZE – WARNING NOTICES – BZCB Notices concerning unlicensed banks or financial institutions in Belize. |
| Belize | Regulatory Enforcement |
Financial Services Commission – Advisory Notices Warning notices of unauthorized individuals and entities. |
| Bermuda | Regulatory Enforcement |
Bermuda Monetary Authority – Press releases and Warnings on entities that are not incorporated or not licensed to conduct regulated financial services or business in Bermuda as issued by the Bermuda Monetary Authority (BMA). |
| Brazil | Regulatory Enforcement |
National Registry of Ineligible and Suspended Companies Consolidated list of companies and individuals declared ineligible or suspended on the Brazil National Registry of Ineligible and Suspended Companies (Cadastro Nacional de Empresas Inidoneas e Suspensas – CEIS) due to penalties and restriction orders imposed as maintained by the Office of the Comptroller General (Controladoria-Geral da Uniao) and barred from entering into contracts with the public administration. |
| Brazil | Regulatory Enforcement |
Securities and Exchange Commission Securities and Exchange Commission of Brazil (Comissao de Valores Mobilliarios – CVM) Press Releases on Companies and Individuals who are fined/penalized for fraudulent administration, insider trading and infractions, publications on Administrative Sanctions and companies whose registrations have been suspended because of irregular activities. |
| Brazil | Regulatory Enforcement |
National Register of Suspended Companies (CEIS) |
| Brazil | Regulatory Enforcement |
National Registry of Penalised Companies (CNEP) |
| Canada | Regulatory Enforcement |
Bureau de Decision et de Revision Quebec – Individuals and companies subject to restraint orders, barring orders, penalties, prohibitions in trade and Cease Trade Order decisions issued by the Bureau de Decision et de Revision Quebec. |
| Canada | Law Enforcement | Alberta Law Enforcement Response Teams Press Releases issued by the Alberta Law Enforcement Response Teams for ARI RRE relevant crimes. |
| Canada | Regulatory Enforcement |
Autorite Des Marches Financiers Warnings and enforcement actionsinstituted againstindividuals and entitiesfor breaches of Quebec financial markets regulations. |
| Canada | Regulatory Enforcement |
Alberta Securities Commission Enforcement actions taken by Alberta Securities Commission against individuals and companies for breaches of Alberta securities laws. |
| Canada | Law Enforcement | Canada Border Services Agency Press releases issued by the Canada Border Services Agency (CBSA) published on the Government of Canada web site relating to enforcement of the Immigration and Refugee Protection Actin Canada and listing of wanted individuals that are the subject of an active Canada-wide arrest warrant, issued pursuant to the Immigration and Refugee Protection Act. |
| Canada | Regulatory Enforcement |
Canadian Law Society – Disciplined Lawyers Disciplinary Actions taken by Canadian Law Societies for breaches of rules and regulations. |
| Canada | Regulatory Enforcement |
Saskatchewan Financial and Consumer Affairs Authority Enforcement action takenby Saskatchewan Financial and Consumer Affairs Authority (FCAA) against individuals and entities for breaches of Saskatchewan securities laws. |
| Canada | Regulatory Enforcement |
Financial Consumer Services Commission New Brunswick Enforcement action notices published relating to provincial legislation regulating securities, insurance, pension, credit unions, caisses populaires, trust and loan companies, co- operatives as published by the Financial and Consumer Services Commission of New Brunswick (CAFCNB), including a caution list of individuals and entities not registered to trade in securities orto provide investment advice inNew Brunswick. |
| Canada | Regulatory Enforcement |
Financial Institutions Commission of British Columbia Enforcement proceedingstaken by Financial Institutions Commission of British Columbia against individuals and entities for breaches of Financial Commissionregulations. |
| Canada | Regulatory Enforcement |
Mutual Fund Dealers Association of Canada Disciplinary action and enforcement proceedings taken against individuals and entities for breaches of Mutual Fund Dealers Association of Canada regulations. |
| Canada | Regulatory Enforcement |
Advisory Notices. Advisory notices issued by Office of the Superintendent of Financial Institutions Canada (includes FATF notices) entries not included on the Canadian sanctions list. |
| Canada | Regulatory Enforcement |
New Brunswick Securities Commission. Caution List and Enforcement proceedings taken by New Brunswick Securities Commission against individuals and companies for breaches of New Brunswick securities laws. |
| Canada | Regulatory Enforcement |
Ontario Securities Commission Investor Warnings and enforcement proceedingstaken byOntario Securities Commission against individuals and companies for breaches of Ontario securitieslaws. |
| Canada | Regulatory Enforcement |
Quebec Ministry of Revenue Press releases issued by The Quebec Ministry of Revenue (Revenu Quebec) on individuals and entities allegedly involved in tax offenses, tax evasion, tax fraud and tax defaulters. |
| Canada | Regulatory Enforcement |
Saskatchewan Financial Services commission Cease TradeOrders and enforcement proceedingstaken by Saskatchewan Financial Services Commission against individuals and entitiesfor breaches of Saskatchewan securities laws. |
| Canada | Law Enforcement | Surete Du Quebec Press releases – warnings from foreign authorities and notice concerning illegal public soliciting of funds. |
| Canada | Regulatory Enforcement |
Quebec Administrative Tribunal of Financial Markets Enforcement action taken by the Administrative Tribunal of the Financial Markets of Quebec (TMF – Tribunal Administratif des Marchés Financiers) against individuals and entities for breaches of Quebec securities laws and financial products and services laws. |
| Canada | Law Enforcement | Quebec Permanent Anti-Corruption Unit. Law enforcement action relating to corruption and investigations of influencepeddling and collusion in the Canadian province of Quebec. |
| Canada | Regulatory Enforcement |
CANADIAN SECURITIES ADMINISTRATORS – persons and/or companies who appear to be engaging in securities activities that may pose a risk to investors per CSA member bodies. |
| Canada | Regulatory Enforcement |
FINANCIAL TRANSACTIONS REPORTS ANALYSIS CENTRE – Administrative penalties imposed on persons and entities for violations of the Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations as published by the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC), as well as persons and entities reported by FINTRAC to be involved in activities violating said regulations. |
| Canada | Regulatory Enforcement |
Investment Industry Reg. organization of Canada Consolidated Enforcement notices, hearings, media releases and enforcement decisions issued by the Investment Industry Regulatory Authority of Canada (IIROC) against individuals and entities for violations of IIROC Marketplace and Dealer Rules. |
| Canada | Regulatory Enforcement |
OSFI CANADA-Office ofthe Superintendent of Financial Institutions- Bank Warning Notices Warning noticesrelating to fraudulent and unlicenced financial institiutions. |
| Canada | Regulatory Enforcement |
Quebec Chambre De La Securite Financiere Disciplinary Actions issued by Quebec Chambre de la Securite Financiere against individuals and entities which includesreprimands, temporary and permanentstriking offthe roll, fines and restitution orders. |
| Canada | Law Enforcement | POLICE SERVICE of TORONTO – TPS News Releases issued by the Toronto Police Services for ARI RRE crimes. |
| Canada | Sanctions | Government of Canada – Global Affairs – Current Sanctions |
| Cayman Islands | Regulatory Enforcement |
CIMA CAYMAN ISLANDS – MONETARY AUTH. – CIMA Notices include enforcements notices – fraudulent websites, struck off or dissolved mutual funds / administrators. |
| Chile | Regulatory Enforcement |
Chilean Superintendency of Banks and Financial Institiutions Entities and individuals fined by the Chilean Superintendency of Banks and Financial Institutions (Superintendencia de Bancos e Instituciones Financieras) for violations of the governing laws them, and by-laws or instructions legally issued by the Superintendent of Banks. |
| Chile | Regulatory Enforcement |
Chilean Financial Analysis Unit Administrative sanctions and penalties issued against entities regulated by the Chilean Financial Analysis Unit (Unidad de Analisis Financiero – UAF) for breach of legal duties to prevent money laundering and terrorist financing according to the Law 19.913 and Circulars. |
| Chile | Regulatory Enforcement |
Chilean Securities and Insurance Supervisor List of entities and individuals fined by Superintendencia de Valores y Seguros (Chilean Securities and Insurance Supervisor) for violations of financial regulations. List of individuals whose register of External Auditor has been cancelled or entities whose authorization to operate has been revoked. |
| Chile | Regulatory Enforcement |
Dept of Labor- Sanctions for Anti-Union Activities (List) |
| Colombia | Law Enforcement | Prosecutor Generals Office of Colombia – List of individuals and entities dismissed from office, banned or suspended from holding public office orfined by the Prosecutor General Office of Colombia (Procuraduria General de la Nacion – PGO). |
| Colombia | Regulatory Enforcement |
Financial Superintendence of Colombia – Administrative actions, fines and final resolutions instituted against supervised entities, directors, stock market agents and other individuals by the Financial Superintendence of Colombia (Superintendencia Financiera de Colombia) for violations of financial legislation and/or internal regulations. |
| Colombia | Regulatory Enforcement |
Superintendence of Industry and Commerce – List of individuals and entities sanctioned by the Colombian Superintendence of Industry and Commerce (Superintendencia de Industria y Comercio – SIC) for violation of example Consumer Protection Laws, Competition Protection Laws, Industrial Protection Laws and Personal Data Protection Laws. Monitored for ARI RRE relevant crimes. |
| Ecuador | Regulatory Enforcement |
Superintendence of Banks of Ecuador – Entities listed as unauthorized by the Superintendence of Banks of Ecuador (Superintendencia de Bancos del Ecuador – SBS) to carry out business as financial providers, broker dealers, securities or investments intermediaries. |
| International | Regulatory Enforcement |
INTER-AMERICAN DEVELOPMENT BANK – IDB Notices of firms and individuals sanctioned by the Bank making them ineligible to be awarded IDB-financed contracts. |
| Jamaica | Regulatory Enforcement |
Jamaican Financial Services Commission – Warnings of unauthorized firms and individuals |
| Mexico | Regulatory Enforcement |
Central Bank of Mexico – Sanctions imposed by the Central Bank of Mexico (Banco de Mexico – BANXICO) on financial intermediaries for violations of the Banco de Mexico Law, of the Law for Transparency and Order of Financial Services and of the Law for Credit Institutions. |
| Mexico | Regulatory Enforcement |
Mexican National Banking Securities Commission – List of entities and individualsfined for violations ofthe specific financial regulations or unauthorized by the National Banking and Securities Commission of Mexico (Comision Nacional Bancaria de Valores) to raise funds from the public. |
| Mexico | Regulatory Enforcement |
CONDUSEF MEXICO – Comision Nacional Para La Proteccion Y Defensa De Los Usuarios De Servcios Financieros – List of financial entities fined for failure to comply with the Law for Transparency and Order of Financial Services, the Law on Credit Institutions and the Law for the Regulation of the Credit Information Companies. |
| Mexico | Regulatory Enforcement |
MXCNSF MEXICO – Mexican Insurance and Surety National Commission – List of entities and individuals fined, suspended and/or licenses revoked by the Mexican Insurance and Surety National Commission (Comision Nacional de Seguros Y Fianzas) for violations of financial legislation and/or internal regulations. |
| Mexico | Law Enforcement | Mexican Prosecutors General Offices- List of wanted fugitive personsissued by the various Prosecutors General Offices (Procuraduria General de la Republica or PGR) in Mexico |
| Mexico | Regulatory Enforcement |
Mexican Tax Administration Service – List of taxpayers (individuals and/or entities) listed as sentenced for tax offences and/or listed as taxpayer with alleged simulated operations and/or involved in issuing false invoices (facturas apocrifas). |
| Mexico | Regulatory Enforcement |
MEXICAN PUBLIC FUNCTION SECRETARIAT- List of bidders, suppliers and contractors banned from government contracts with offices and/or entities of the Federal Public Administration of Mexico and the States’ Governments due to fines and/or disqualifications issued by an internal control body of a government entity and civil servants sanctioned for violations to the Federal Law of Transparency and Access to Public Government Information. |
| Nicaragua | Regulatory Enforcement |
NICARAGUA SUPERINTENDENCE OF BANKS – Entities fined for violations of financial legislation and/or internal regulations. |
| Nicaragua | Regulatory Enforcement |
Government Suppliers (incl.Sanctioned) |
| Panama | Regulatory Enforcement |
SUPERINTENDENCY OF BANKS OF PANAMA – SUPERINTENDENCIA DE BANCOS DE PANAMA SBP – Warning notices on persons and/or companies engaged in the banking business within and from Panama without a license (unlicesed banking activities). |
| Peru | Regulatory Enforcement |
Superintendencia de Banca, Seguros y AFP (Superintendence of Banks, Insurance and Private Pension Funds) – List of individuals and entities sanctioned by the Financial Intelligence Unit of Peru (Unidad de Inteligencia Financiera de Peru) of the Superintendence of Banks, Insurance and Private Pension Funds (Superintendencia de Banca, Seguros y AFP – SBS)) for not complying with the Offences and Penalties Regulation of the Prevention of Money Laundering and Financing of terrorism and entities listed as unauthorized by the SBS to carry out business as public money collector. |
| Peru | Regulatory Enforcement |
Peru Securities Market Superintendency – List of individuals and entities fined by the Peruvian Securities Market Superintendency (Superintendencia del Mercado de Valores – SMV) for violation to the Sanctions Regulations of the Securities Market Law. |
| Peru | Regulatory Enforcement |
Superintendencia National de Educacion Superior y Universitaria, SINEDU |
| Uruguay | Regulatory Enforcement |
BCU URUGUAY – BCU – Central Bank Account Closures Listed in the Registry of Check Legislation Offenders. |
| USA | Regulatory Enforcement |
US Bureau of Industry and Security Entity List |
| USA | Regulatory Enforcement |
US Bureau of Industry and Security Denied Persons List |
| USA | Regulatory Enforcement |
US Bureau of Industry and Security Unverified List |
| USA | Regulatory Enforcement |
ADOI USA – ADOI – Dept. of Insurance Press releases issued by Arizona Department of Insurance reporting insurance violations, fraud, enforcement actions and penalties imposed based on ARI RRE keywords. |
| USA | Regulatory Enforcement |
CADI USA – CADI – California Department of Insurance Enforcement action taken against individuals and entities by the California Department of Insurance (CADI) for regulatory violations relating to insurance transactions. |
| USA | Regulatory Enforcement |
CFTC USA – COMMODITY FUTURES TRADING COMMISSION – CFTC Enforcement actions taken against individuals and entities for violation of Commodities Futures Trading Commission regulations. |
| USA | Regulatory Enforcement |
CORPCA USA – CALIFORNIA DEPARTMENT OF CORPORATIONS – CORPCA Civil Actions, Desist and Refrain Orders and Escrow Agent Disciplinary Actions issued by the California Department of Corporations. |
| USA | Law Enforcement | FBI USA – FBI Most Wanted and press releases issued by the Federal Bureau of Investigation (Federal and State level) for ARI RRE relevant crimes. |
| USA | Sanctions | OFAC – List of Foreign Financial Institutions Subject to Part 561 (the “Part 561 List”) (Now part of the CAPTA list) |
| USA | Sanctions | OFAC – List of Foreign Financial Institutions Subject to Correspondent Account or Payable-Through Account Sanctions (CAPTA List) |
| USA | Sanctions | OFAC – Magnitsky Sanctions |
| USA | Sanctions | OFAC – Mali Related Sanctions |
| USA | Sanctions | OFAC – Nicaragua Sanctions |
| USA | Sanctions | OFAC – Non-Proliferation Sanctions |
| USA | Sanctions | OFAC – Non SDN Iranian Sanctions List |
| USA | Sanctions | OFAC – Non-SDN Palestinian Legislative Council List |
| USA | Sanctions | OFAC – North Korea Sanctions |
| USA | Sanctions | OFAC – Rough Diamond Trade Controls |
| USA | Sanctions | OFAC – Sectoral Sanctions Identifications (SSI) List |
| USA | Sanctions | OFAC – Somalia Sanctions |
| USA | Sanctions | OFAC – Sudan and Darfur Sanctions |
| USA | Sanctions | OFAC – South Sudan Related Sanctions |
| USA | Sanctions | OFAC – Syria Sanctions |
| USA | Sanctions | OFAC – Transnational Criminal Organizations |
| USA | Sanctions | OFAC – Ukraine/Russia Related Sanctions |
| USA | Sanctions | OFAC – Venezuela-Related Sanctions |
| USA | Sanctions | OFAC – Yemen Related Sanctions |
| USA | Sanctions | OFAC – Zimbabwe Sanctions |
| USA | Sanctions | US Department of State Sanctions |
| Venezuela | Regulatory Enforcement |
VENEZUELAN SUPERINTENDENCY OF BANKING SECTOR INSTITUTIONS – SUDEBAN List of entities fined and/or liquidated by the Venezuelan Superintendency of Banking Sector Institutions (Superintendencia de las Instituciones del Sector Bancario (SUDEBAN)). |
| Venezuela | Regulatory Enforcement |
SUPERINTENDENCIA DE LA ACTIVIDAD ASDURADORA – SUDESEG List of entities unauthorized to carry out insurance operations in Venezuela and entities fined by the Superintendence of the Insurance Activity (Superintendencia de la Actividad Aseguradora – SUDESEG) for violation of the financial legislations related to the insurance market in Venezuela. |
| Venezuela | Regulatory Enforcement |
NATIONAL SECURITIES COMM. OF VENEZUELA – COMISION NACIONAL DE VALORES – VCNV Warning notices on entities that have been intervened, investigated and/or liquidated by the National Securities Commission. Warning notices on entities and/or individuals whose licenses to operate within the Venezuela Stock market have been suspended or cancelled and entities that have been fined for violation of the stock market regulations. |
| Venezuela | Regulatory Enforcement |
Comptroller Generals Office of Venezuela Individuals sanctioned by the Comptroller General’s Office ofthe Bolivarian Republic of Venezuela (CGR) due to administrative irregularities. |
| British Virgin Islands | Regulatory Enforcement |
BVI Financial Services Commission – Advisory Warnings Advisory warning notices relating to unauthorized individuals and entities in British Virgin Islands. |
| Australia | Regulatory Enforcement |
ASIC AUSTRALIA – Securities and Investments Comm Published lists of unlicensed overseas companies, cold callers. Fraudulant List of fake regulators and exchanges. |
| Australia | Regulatory Enforcement |
Australian Securities and Investments Commission – Investor Alert Unlicensed companies listed by the Australian Securities & Investments Commission (ASIC) on MONEYSMART for making unsolicited calls orsending emails aboutinvesting, financial advice, credit orloans and do not hold current Australian Financial Services(AFS) or Australian Creditlicenses from ASIC as well aslistings ofsocalled international organizationsthat are fake entities and no genuine governmentregulators exist under these names. |
| Australia | Sanctions | Department of Foreign Affairs and Trade – Australia and Sanctions |
| Australia | Sanctions | Australian National Security – Listed Terrorist organizations |
| Bangladesh | Sanctions | Central Bank of Bangladesh – Domestic Sanction List of banned terrorist organizations. |
| Bangladesh | Regulatory Enforcement |
Bangladesh Securities Exchange Commission Orders and penalties issued by the Enforcement Department of the Bangladesh Securities Exchange Commission (BDSEC) against those who breach/violate securities laws. |
| China | Regulatory Enforcement |
CIRC CHINA – China Insurance Regulatory Commission. Penalties(warnings, fines and revocation of licenses) issued against individuals and entities for violating insurance regulations in China. |
| China | Law Enforcement | Central Commission for Discipline Inspection Individuals listed by the Central Commission for Discipline Inspection of the Communist Party of China (CCDI) within the Ministry of Supervision as wanted or press releases related to high level government officials and SOE executives who are under investigation for violations of discipline and the law and related allegations of corruption, bribery and other economic crimes. |
| China | Law Enforcement | Central Commission for Discipline Inspection – Most Wanted Individuals listed by the Central Commission for Discipline Inspection of the Communist Party of China (CCDI) as wanted in the Sky Net Operation, who fled abroad on allegations of corruption, bribery and other economic crimes. |
| China | Regulatory Enforcement |
SHANGHAI STOCK EXCHANGE – Enforcement action against companies and individuals for violation of the Rules Governing the Listing of Stocks on the Shanghai Stock Exchange (SSE) under the supervision of the Chinese Securities Regulatory Commission (CSRC) discharging regulatory functions which includes criticism and public censure against individuals deemed by the SSE as individuals unfit for serving as a director of a listed company. |
| China | Regulatory Enforcement |
China Securities Regulatory Commission – Warnings, fines and revocation of licenses issued against individuals and entities for violating securities regulations in China. Alert Alerts published by the Chinese Securities Regulatory Commission (CSRC) of entities identified to be engaged in illegal activities in the securities and futures market. |
| China | Sanctions | Ministry of Public Security |
| Hong Kong | Regulatory Enforcement |
Hong Kong Securities and Futures Commission – Investor Alerts and enforcement reports and listed entities operating in financial market. |
| Hong Kong | Regulatory Enforcement |
Hong Kong Monetary Authority – HKMA Notices of fraudulent bank and entity websites. |
| Hong Kong | Regulatory Enforcement |
HONG KONG SECURITIES & FUTURES COMMISSION – HKSFC Published enforcement reports. |
| Hong Kong | Regulatory Enforcement |
HONG KONG INDEPENDENT COMMISSION AGAINST CORRUPTION – ICACHK Press releases and wanted notices issued by Hong Kong Independent Commission Against Corruption. |
| India | Law Enforcement | CENTRAL BUREAU OF INVESTIGATION of INDIA – Most wanted list and press releases monitored for ARI RRE crimes |
| India | Regulatory Enforcement |
Insurance Regulatory and Development Authority of India – Penalty orders issued and suspended agents listed by the Insurance Regulatory and Development Authority (IRDA) of India against Life Insurers, Third Party Administrators, Agents, Surveyors and Brokers. |
| India | Law Enforcement | INDIAN NATIONAL INVESTIGATION AGENCY – INNIA Wanted List and releases on terrorism, arms trafficking, counterfeit currency syndicates and other criminal cases issued by the National Investigation Agency (NIA), part of the Ministry of Home Affairs of Government of India. |
| India | Regulatory Enforcement |
SECURITIES & EXCHANGE BOARD – SEBI Enforcement reports appearing on press releases issued by SEBI. |
| Indonesia | Regulatory Enforcement |
Indonesian Financial Services Authority Regulatory enforcement action taken by the Indonesian Financial Services Authority (Otoritas Jasa Keuangan – OJK) against the Indonesian financial sector such as banking, capital markets, and non-bank financial industry sectors, for non compliancewith financialregulations, financial manipulation and embezzlementin financial service activities which include revocation of licenses, fines, cease and desist orders and corrective orders. |
| Indonesia | Sanctions | Financial Transaction Reports and Analysis Centre of Indonesia- List of Suspected Terrorists and Terrorist Organizations (DTTOT) |
| International | Regulatory Enforcement |
Asian Development Bank Notices issued by Asian Development Bank declaring firms and individualsineligible to participate in ADB financed activity for committing fraudulent or corrupt acts as defined by ADB’s Anticorruption Policy. |
| Japan | Regulatory Enforcement |
JAPAN FINANCIAL SERVICES AGENCY – JFSA List of companies fined by JFSA for violating financial laws and warnings issued against unregistered Japanese and foreign companies, including suspension of operation and registration revocations. |
| Japan | Sanctions | JAPANESE MINISTRY OF FINANCE – INTERNATIONAL SANCTIONS – JMOF Notices pertaining to International sanctions currently in force in Japan. |
| Japan | Sanctions | Japan Ministry of Economy Trade and Industry (METI) End User list |
| Korea, South | Regulatory Enforcement |
Financial Services Commission |
| Malaysia | Regulatory Enforcement |
Bank Negara Malaysia – Financial fraud alerts, enforcement actions, investigations and Press releasesissued against illegal financial activities by individuals and entities. |
| Malaysia | Regulatory Enforcement |
Malaysian Securities Commission – Investor Alerts of entities unauthorized to provide financial services and fraudulent websites. |
| Malaysia | Law Enforcement | Malaysian Anti-Corruption Commission (MACC) – Arrests, charges and convictions of individuals and organizationsfor violating anticorruption laws and regulations in Malaysia. |
| Malaysia | Sanctions | Ministry of Home Affairs |
| New Zealand | Sanctions | NZPOL NEW ZEALAND – notices of current terrorism related sanctions applied in New Zealand in line with United Nations |
| New Zealand | Regulatory Enforcement |
NEW ZEALAND Securities and Exchange Commission – Warning notifications in relation to fraudulent investments offered. |
| New Zealand | Law Enforcement | NEW ZEALAND SERIOUS FRAUD OFFICE – Media releases relating to serious fraud investigations and prosecutions based on ARI RRE keywords. |
| Pakistan | Sanctions | National Counter Terrorism Authority (NACTA) – Proscribed Persons and Entities |
| Pakistan | Regulatory Enforcement |
NATIONAL ACCOUNTABILITY BUREAU – NAB Fines, court orders and crime reports issued by the National Accountability Bureau. |
| Pakistan | Regulatory Enforcement |
Securities and Exchange Commission of Pakistan – Ban orders,suspensions and finesissued against individuals and entities for violating financial and securities regulations in Pakistan. |
| Philippines | Regulatory Enforcement |
CENTRAL BANK OF THE PHILIPPINES – PHBSP Press releases circulars and warning notices published by the Central Bank of the Philippines (Bangko Sentral Ng Pilipinas) on individuals and entities. |
| Philippines | Regulatory Enforcement |
PHILIPPINES SECURITIES AND EXCHANGE COMMISSION – PHSEC Cease and Desist orders. |
| Singapore | Regulatory Enforcement |
Monetary Authority of Singapore – Warnings and Investor Alerts of entities that are not licensed or regulated by MAS. |
| Singapore | Law Enforcement | SINGAPORE CORRUPT PRACTICES INVESTIGATION BUREAU – Press releases issued by Singapore Corrupt Practices Investigation Bureau on companies and individuals charged and convicted of corruption and white collar crimes. |
| Singapore | Sanctions | Monetary Authority of Singapore – Regulations and Financial Stability – Targeted Financial Sanctions |
| Sri Lanka | Sanctions | Ministry of Public Security – Sanctions List of Terrorism-related organizations and Individuals |
| Taiwan | Law Enforcement | MINISTRY OF JUSTICE INVESTIGATION BUREAU OF TAIWAN – Notices issued by the Investigation Bureau of the Ministry of Justice for corruption, financial and narcotics crimes. |
| Taiwan | Regulatory Enforcement |
TAIWAN FINANCIAL SUPERVISORY COMMISSION – TWFSC Enforcement notices monitored for fines, suspensions imposed. |
| Thailand | Regulatory Enforcement |
TAIWAN FINANCIAL SUPERVISORY COMMISSION – TWFSC Enforcement notices monitored for fines, suspensions imposed. |
| Vietnam | Regulatory Enforcement |
STATE SECURITIES COMMISSION OF VIETNAM – Warnings, revocation and suspension of certificates of registration and fines imposed on individuals and organizations for violating securities regulations in Viet Nam. |
| Vietnam | Sanctions | Ministry of Public Security -Sanctions List of Terrorism-related organizations and Individuals |
| Georgia | Law Enforcement | Ministry of Internal Affairs of Georgia – Individuals and entities investigated, indicted or wanted for corruption, organized crime, individuals connected with terrorism or other serious criminal offences as published by the Georgian Ministry of Internal Affairs (MIA). |
| Gibraltar | Regulatory Enforcement |
GIBFSC GIBRALTAR – FIN. SERVICES COMM. – GIBFSC Warning notices relating to bogus banks and other unauthorized entities. |
| Greece | Regulatory Enforcement |
Capital Markets Commission – News releases based on ARI RRE keywords |
| Guernsey | Regulatory Enforcement |
GUERNSEY Financial Services Commission – Notices pertaining to prohibitions issued by the FSC, unauthorized financial institutions, warning notices and Public statements made under section11C of the FSC Law. |
| Hungary | Regulatory Enforcement |
HUNGARIAN FINANCIAL SUPERVISORY AUTHORITY – WARNING NOTICES – Warning notices of unauthorized individuals and entities. |
| Hungary | Regulatory Enforcement |
NATIONAL BANK OF HUNGARY – Warnings ion entities not eligible to carry out certain business activities, entities that do not have permit to operate in financial marketsin Hungary and warnings on companies whose activities are designated as unauthorized according to Act 2001 on the Capital Market or by foreign supervisory authorities. |
| Hungary | Law Enforcement | Hungarian Police – Wanted Wanted notices issued by the Hungarian Police. |
| Ireland | Regulatory Enforcement |
Financial Services Regulatory Authority of Ireland – Notices of unauthorized Firms and settlement agreements. |
| Italy | Regulatory Enforcement |
CONSOB – National Commission for Companies and the Stock Exchange – Investor warnings |
| Italy | Regulatory Enforcement |
Central Bank of Italy Supervisory bulletins published by Banca d’Italia (Central Bank of Italy) listing companies and individuals who are fined for fraudulent administration, insider trading and infractions, publications on administrative sanctions and companies whose registrations have been suspended because of irregular activities. |
| Kazakhstan | Regulatory Enforcement |
National Bank of Kazakhstan – Committee for the Control and Supervision of the Financial Market and Financial Organizations – licence suspensions or administrative fines for infringements, such as false accounting, money laundering and illegal funds transactions. |
| Kazakhstan | Law Enforcement | State Revenue Committee of The Ministry of Finance – Individuals listed as wanted for involvement in financial crimes. |
| Kyrgyzstan | Law Enforcement | Kyrgyzstan Financial Intelligence Service – International and National List issued by the State Financial Intelligence Service of Kyrgyzstan (FIU) of individuals and entitiesinvolved in terrorist and extremist activities orthe proliferation of weapons of mass destruction. |
| Latvia | Regulatory Enforcement |
FINANCIAL AND CAPITAL MARKET COMMISSION – Investor warning notices regarding unauthorized financial concerns. |
| Lithuania | Regulatory Enforcement |
CENTRAL BANK OF LITHUANIA – WARNING NOTICES – LTLCB Warning notices relating to unlicensed companies including entries from the former Lithuanian Securities Commission(LSC). |
| Luxembourg | Regulatory Enforcement |
Commission De Surveillance Du Secteur Financier – Warning Notices Warning notices on entities not authorized to carry out certain business activities, entitiesthat do not a have permit to operate in financial marketsin Luxembourg and warnings on companies whose activities are designated as unauthorized by foreign supervisory authorities or entities and individuals reported by the CSSF as suspected of illegal financial activities. |
| Malta | Regulatory Enforcement |
Financial Services Authority of Malta – National and international warning in relation to unauthorized entities providing financial services. |
| Malta | Regulatory Enforcement |
Malta Gaming Authority – Online and land-based gaming operators suspended by the Malta Gaming Authority (MGA). |
| Netherlands | Regulatory Enforcement |
AFM NETHERLANDS -Autoriteit FinancieIe Markten – Lists relating to unlicenced institutions and persons offering securities services in the Netherlands, institutions that are offering securities without issuing a prospectus and warning notices issued by foreign supervisory bodies. |
| Netherlands | Sanctions | Rijksoverheid – Nationale sanctielijst terrorisme |
| Norway | Regulatory Enforcement |
NORWAY FINANCIAL SUPERVISORY AUTHORITY – WARNING NOTICES – Fraudulent banks and internet sites, also individuals purporting to be legitimate business persons. |
| Poland | Regulatory Enforcement |
Polish Financial Supervision Authority – List of unauthorized entities which have not obtained the required license from the Polish Financial Supervision Authority (Komisja Nadzoru Finansowego, KNF) to conduct activities as financial entities within Poland as required by law and list of financial penaltiesissued by KNF for violations of trading regulations. |
| Portugal | Regulatory Enforcement |
Comissao Do Mercado De Valores Mobiliarios – Non-authorized Financial Institutions, Foreign Supervisory Authorities Warnings, Serious administrative infractions and Judicial decisions on crimes against the market. |
| Romania | Regulatory Enforcement |
Romanian Financial Supervision Authority – Companies and individuals as fined, licence revocations or other administrative proceedings. |
| Romania | Law Enforcement | Romanian organized Crime & Terrorism Investigation Directorate – Press releases on individuals , entities, groups or associations investigated, wanted or indicted for terrorism, crimes against the security of the state and organized crimerelated actions. |
| Romania | Law Enforcement | Romanian National Anti-corruption Directorate – Press releases and news issued by the Romanian National Anticorruption Directorate (DirectiaNationalaAnticoruptie (DNA)) on individuals and entitiesinvestigated orindicted for corruption-related actions. |
| Romania | Law Enforcement | General Inspectorate of Romanian Police – Press releases and communiques on individuals wanted, investigated orindicted for serious financial criminal offences based on ARI RRE keywords |
| Russia | Sanctions | Federal Financial Monitoring Service – List of Individuals/organizations involved in Extremist/Terrorism activities. |
| Russia | Law Enforcement | RUSSIAN FEDERAL DRUG CONTROL SERVICE – Wanted notices issued against individuals wanted by the Federal Drug Control Service of the Russian Federation for narcotic trafficking crimes and notices of conviction for narcoticstrafficking and related crimes. |
| Russia | Law Enforcement | RUSSIAN FEDERAL PENAL SERVICE – Individuals wanted for corruption and/or organized crime-related actions or other serious criminal offences. |
| Russia | Law Enforcement | RUSSIAN MINISTRY OF INTERNAL AFFAIRS – Press releases issued by the Ministry of Internal Affairs of Russian Federation (Ministerstvo Vnutrennikh Del Rosiiskoy Federaciy – MVD) on individuals and entities investigated, wanted or indicted for financial or organized crime and terrorism. |
| Russia | Law Enforcement | Prosecutor Generals Office Russian Federation – Press releases on individuals and entitiesinvestigated orindicted for corruption and/or organized crime-related actions or other financial crime offences. |
| Russia | Law Enforcement | Russian Federal Investigative Committee – Press releases on individuals and entitiesinvestigated orindicted forfinancial and related crimes. |
| Slovakia | Regulatory Enforcement |
NATIONAL BANK OF SLOVAKIA – Warnings on unethical and unfair practises in the Slovakian capital market and warnings issued by the European authorities informing the public of the financial activities of the financial market participants engaged in activities in the European Union including fines, license revocations and other regulatory actions ordered by the NBS. |
| Slovenia | Regulatory Enforcement |
SLOVENIAN SECURITIES MARKET AGENCY – Warning notices relating to individuals and entities not authorized by the Securities Market Agency of Slovenia and warning notices published by other authorities. |
| Spain | Regulatory Enforcement |
Commission Nacional Del Mercado De Valores – Warnings of firms not authorized to provide investment services in Spain and listings of disciplinary penalties issued by the CNMV against individuals and entities for violations of Law 44/2002 on the Measures to Reform the Financial System (Medidas de Reforma del Sistema Financiero), Law 24/88 on the Stock Market (Mercado de Valores) and the Law 35/2003 (Collective Investments Schemes (Instituciones de Inversion Colectiva). |
| Spain | Regulatory Enforcement |
Directorate General of Insurance and Pension Funds- Warningsissued by the Spanish Directorate General forInsurance and Pensions Funds (DGSFP) on organizationsthat are not registered or authorized to operate in Spain asInsurance Companies or to exercise said activity in Spain under the system of the free provision of services from another member state of the European Economic Space, or under the system of the right of establishment through a branch in Spain |
| Switzerland | Regulatory Enforcement |
Swiss Financial Market Supervisory Authority – FINMA enforcement measures against unauthorized institutions (black list) and rulings under Article 34 FINMASA. This keyword also includes press releases for sanctions lists not published by SECO. |
| Switzerland | Regulatory Enforcement |
Swiss Stock Exchange – Penalties and monetary fines issued by the SIX Swiss Exchange (previously SWX Swiss Exchange) relating to its regulatory mandate as prescribed underthe Swiss Stock Exchange Act, regulating stock exchange trading and admission of securities. |
| Switzerland | Sanctions | State Secretariat for Economic Affairs |
| Tajikistan | Law Enforcement | Ministry of Internal Affairs of Tajikistan – Press releases on individuals and entities investigated or indicted for corruption, organized crimerelated actions or other serious criminal offences. |
| Tajikistan | Sanctions | National Bank of Tajikistan – Individuals and Entities Lists |
| Turkey | Regulatory Enforcement |
Council of Ministers of Turkey – Terrorism Linked organizations Institutions, corporations, foundations, organizations, federations, confederations and other enterprises whose operations are terminated and/or assets seized due to alleged affiliation with terrorist organizations by the Council of Ministers (COM) of Turkey. |
| Turkey | Law Enforcement | Turkish Ministry of Interior – Most Wanted Terrorists Most Wanted Terrorists Lists (Red, Blue, Green, Orange and Grey notices) issued by the Turkish Ministry of the Interior on members of religious, political and separatist terrorist organizations. |
| Turkey | Sanctions | Ministry of Interior Wanted Lists |
| Ukraine | Sanctions | STATE COMMITTEE FOR FINANCIAL MONITORING – TERRORISM LIST |
| Ukraine | Sanctions | National Security and Defence Council ofUkraine |
| United Kingdom |
Regulatory Enforcement |
Financial Conduct Authority – Enforcement Noticesincluding Press Releases, Enforcement Press Releases, Consumer Information, Final Notices, Latest Publications and Prohibited Individuals. |
| United Kingdom |
Regulatory Enforcement |
Financial Conduct Authority – List of Unauthorized Internet Banks. List of unauthorized entities presenting themselves, over the Internet to be Banks and/or to offer banking services. |
| United Kingdom |
Regulatory Enforcement |
Financial Conduct Authority – List of Unauthorized Overseas Firms. List now combined with Unauthorized Firms or individuals. |
| United Kingdom |
Regulatory Enforcement |
IOM Financial Services Commission – Warnings and notices. |
| United Kingdom |
Regulatory Enforcement |
IOM Financial Services Commission – DISSOLVED COs – IOMFSC-D Financial Services Commission publishes notices of dissolved companies. |
| United Kingdom |
Regulatory Enforcement |
IOM Financial Services Commission – STRUCK OFF COs – IOMFSC-S Financial Services Commission publishes notices of companies struck off companies. |
| United Kingdom |
Law Enforcement | Metropolitan Police News Releases issued by the Metropolitan Police. |
| United Kingdom |
Regulatory Enforcement |
Serious Fraud Office – Press releasesissued by The Serious Fraud Office relating to seriousfraud investigations and prosecutions. |
| United Kingdom |
Law Enforcement | HM CUSTOMS & EXCISE – Press Releases |
| United Kingdom |
Law Enforcement | CITY OF LONDON POLICE – Press Releases issued by the City of London Police and monitored for ARI RRE relevant crimes. |
| United Kingdom |
Regulatory Enforcement |
UK Gambling Commission – Press releases and notices against gambling licence holders (individuals and entities), including warnings, imposing additional conditions or amending existing ones, financial penalties for breach of licence conditions, licence suspensions and revocations, as well as law enforcement action taken against licenced and unlicenced gambling operators. |
| United Kingdom |
Regulatory Enforcement |
HM REVENUE & CUSTOMS TAX DEFAULTERS – UKHMRC-TD List of tax defaulters published by UK HM Revenue & Customs penalised for deliberately failing to comply with tax obligations. |
| United Kingdom |
Sanctions | HM TREASURY – Individuals and entities listed on the UK consolidated list of Financial sanctions targets as designated by United Nations, European Union and United Kingdom. |
| United Kingdom |
Regulatory Enforcement |
HM Treasury Financial Restrictions.Noticesissued byUK HM Treasury implementing Financial Restrictions under Counter terrorism Act 2008 – entries not always included on the UK Consolidated sanctionslist. |
| United Kingdom |
Sanctions | HM Treasury Investment Ban List of entries subject to Investment restrictions. |
| United Kingdom |
Regulatory Enforcement |
UK HOME OFFICE – Proscribed Terrorist Groups. |
| United Kingdom |
Law Enforcement | UK NATIONAL CRIME AGENCY – Individuals subject to Serious Crime Prevention Orders, Financial Reporting Orders, Travel Restriction Orders and Ancillary Orders as published by the UK National Crime Agency (NCA) |
| United Kingdom |
Sanctions | HMT – Afghanistan |
| United Kingdom |
Sanctions | HMT – Belarus |
| United Kingdom |
Sanctions | HMT – Burma/Myanmar |
| United Kingdom |
Sanctions | HMT – Burundi |
| United Kingdom |
Sanctions | HMT – Central African Republic |
| United Kingdom |
Sanctions | HMT – Chemical Weapons |
| United Kingdom |
Sanctions | HMT – Cyber Attacks |
| United Kingdom |
Sanctions | HMT – Democratic Republic of the Congo |
| United Kingdom |
Sanctions | HMT – Egypt |
| United Kingdom |
Sanctions | HMT – HMT – Iran (human rights) |
| United Kingdom |
Sanctions | HMT – HMT – Iran (nuclear proliferation) |
| United Kingdom |
Sanctions | HMT – Iraq |
| United Kingdom |
Sanctions | HMT – ISIL (Da’esh) and Al-Qaida organizations |
| United Kingdom |
Sanctions | HMT – Libya |
| United Kingdom |
Sanctions | HMT – Mali |
| United Kingdom |
Sanctions | HMT – Nicaragua |
| United Kingdom |
Sanctions | HMT – North Korea (Democratic People’s Republic of Korea) |
| United Kingdom |
Sanctions | HMT – Republic of Guinea |
| United Kingdom |
Sanctions | HMT – Republic of Guinea-Bissau |
| United Kingdom |
Sanctions | HMT – Somalia |
| United Kingdom |
Sanctions | HMT – South Sudan |
| United Kingdom |
Sanctions | HMT – Sudan |
| United Kingdom |
Sanctions | HMT – Syria |
| United Kingdom |
Sanctions | HMT – Terrorism and terrorist financing |
| United Kingdom |
Sanctions | HMT – Tunisia |
| United Kingdom |
Sanctions | HMT – Turkey |
| United Kingdom |
Sanctions | HMT – UK freezing orders |
| United Kingdom |
Sanctions | HMT – Ukraine (Misappropriation and Human Rights) |
| United Kingdom |
Sanctions | HMT – Ukraine (Sovereignty and Territorial Integrity) |
| United Kingdom |
Sanctions | HMT – Venezuela |
| United Kingdom |
Sanctions | HMT – Yemen |
| United Kingdom |
Sanctions | HMT – Zimbabwe |
| Afghanistan | Regulatory Enforcement |
High Office of Oversite and Anti-Corruption |
| Afghanistan | Regulatory Enforcement |
Da Afghanistan Bank |
| Afghanistan | Regulatory Enforcement |
Financial Transactions and Reports Analysis Center of Afghanistan |
| Algeria | Regulatory Enforcement |
Bank of Algeria |
| Algeria | Regulatory Enforcement |
Ministry of Finance |
| Algeria | Regulatory Enforcement |
Commission for organization and surveillance of the exchange operation (COSOB) |
| Bahrain | Regulatory Enforcement |
Bahrain Bourse (BHB) |
| Bahrain | Regulatory Enforcement |
Central Bank of Bahrain |
| Bahrain | Sanctions | Bahrain Ministry of Foreign Affairs |
| Benin | Regulatory Enforcement |
Center of National Financial Information – Benin |
| Botswana | Regulatory Enforcement |
Non-Bank Financial Institutions Regulatory Authority – notices |
| Cameroon | Regulatory Enforcement |
Chamber of Commerce, Industry, Mines and Crafts of Cameroon |
| Congo, Republic of the | Regulatory Enforcement |
Financial Investigation Agency |
| Cote D’Ivoire | Law Enforcement | COTE D’IVOIRE – Ivory Coast Platform Combating Cyber Criminality – Individuals involved in or wanted by the Ivory Coast Police for cybercrime activities as published by the Platform Combating Cyber Criminality (Plateforme de Lutte Contre la Cybercriminalite – PLCC) of the Ivory Coast Ministry of State and Interior. |
| Egypt | Sanctions | Central Bank of Egypt |
| Egypt | Sanctions | Egyptian Money Laundering Combating Unit |
| Egypt | Regulatory Enforcement |
The Electric Utility and Consumer Protection Regulatory Agency |
| Egypt | Regulatory Enforcement |
Administrative Control Authority |
| Egypt | Regulatory Enforcement |
Cargo Supervision and Surveying Office |
| Egypt | Regulatory Enforcement |
Central Bank of Egypt |
| Egypt | Regulatory Enforcement |
Egyptian Drug Authority |
| Egypt | Regulatory Enforcement |
Egyptian Financial Supervisory Authority |
| Israel | Sanctions | Israel Tax Authority |
| Israel | Law Enforcement | Ministry of Justice |
| Israel | Regulatory Enforcement |
Ministry of Finance |
| Israel | Regulatory Enforcement |
Israel Tax Authority |
| Israel | Regulatory Enforcement |
Bank of Israel |
| Israel | Regulatory Enforcement |
Israel Securities Authority – lists of judgements |
| Israel | Regulatory Enforcement |
Israel Tax Authority – News search |
| Israel | Regulatory Enforcement |
Israel Tax Authority – Press Releases |
| Israel | Regulatory Enforcement |
Israel Tax Authority-Search for Judgments – Criminal Proceedings for Income Tax and VAT |
| Israel | Regulatory Enforcement |
Israel Tax Authority – search for entities that are not registered by law |
| Israel | Regulatory Enforcement |
Israel Securities Authority |
| Jordan | Regulatory Enforcement |
Amman Stock Exchange (ASE) |
| Jordan | Regulatory Enforcement |
Jordan Securities Depository Center |
| Jordan | Regulatory Enforcement |
Jordan Telecommunication Regulatory Commission (TRC) |
| Jordan | Regulatory Enforcement |
Securties Commision |
| Kenya | Regulatory Enforcement |
Central Bank of Kenya (CBK) |
| Kenya | Regulatory Enforcement |
Capital Markets Authority |
| Kuwait | Regulatory Enforcement |
Ministry of Finance |
| Kuwait | Regulatory Enforcement |
Kuwait Stock Exchange (Borsa Kuwait) |
| Kuwait | Regulatory Enforcement |
Central Bank of Kuwait |
| Kuwait | Regulatory Enforcement |
State Audit Bureau of Kuwait |
| Kuwait | Regulatory Enforcement |
Central Bank of Kuwait |
| Kuwait | Regulatory Enforcement |
Capital Market Authority (CMA) |
| Lebanon | Sanctions | Ministry of Economy and Trade |
| Lebanon | Regulatory Enforcement |
Banking control commission of Lebanon |
| Lebanon | Regulatory Enforcement |
Banque du Liban |
| Lebanon | Regulatory Enforcement |
Beirut Stock Exchange |
| Lebanon | Regulatory Enforcement |
Central Bank of Lesotho |
| Libya | Regulatory Enforcement |
Libyan Audit Bureau |
| Libya | Regulatory Enforcement |
Libya’s Central Bank |
| Libya | Regulatory Enforcement |
Libyan Stock Market |
| Malawi | Regulatory Enforcement |
Anti Corruption Bureau – Malawi |
| Malawi | Regulatory Enforcement |
The Pension and Insurance Supervision (PISU) Department of Reserve Bank of Malawi |
| Mauritania | Regulatory Enforcement |
Regulation Authority |
| Mauritania | Regulatory Enforcement |
Central Bank of Mauritania (BCM) |
| Mauritania | Regulatory Enforcement |
Court of Auditors |
| Mauritania | Regulatory Enforcement |
Ministry of Economy and Finance |
| Mauritius | Regulatory Enforcement |
Mauritius Financial Services Commission – Press releases and communiques issued by the Financial Services Commission of Mauritius on companies penalized for irregular activities, license revocations and warnings against unlicensed entities. |
| Mauritius | Regulatory Enforcement |
Financial Services Commission Mauritius |
| Mauritius | Regulatory Enforcement |
Financial Reporting Council |
| Mauritius | Regulatory Enforcement |
Bank of Mauritius |
| Mauritius | Regulatory Enforcement |
Financial Services Commission |
| Mauritius | Regulatory Enforcement |
Revenue Authority |
| Mauritius | Regulatory Enforcement |
Financial Services Commission – Enforcement Actions |
| Morocco | Regulatory Enforcement |
Moroccan Securities Board |
| Morocco | Regulatory Enforcement |
Bank al-Maghrib |
| Morocco | Regulatory Enforcement |
Moroccan Ministry of Economy and Finance |
| Morocco | Regulatory Enforcement |
Moroccan Ministry of Industry, Commerce, Investment and Digital Economy |
| Nigeria | Law Enforcement | NATIONAL DRUG LAW ENFORCEMENT AGENCY – Wanted persons and press releases published by the National Drug Law Enforcement Agency (NDLEA) ofNigeria relating to law enforcement action against individualsfor offencesrelating to illicit narcotics trafficking. |
| Nigeria | Law Enforcement | NIGERIAN ECONOMIC AND FINANCIAL CRIMES COMMISSION – Press Releases and Most Wanted notices issued by the Nigerian Economic and Financial Crimes Commission for ARI RRE crimes. |
| Nigeria | Law Enforcement | Independent Corrupt Practices Commission – Wanted persons, press releases and court cases published by the Independent Corrupt Practices andOther RelatedOffences Commission (ICPC) ofNigeria relating to law enforcement and prosecution of corruption offences. |
| Nigeria | Regulatory Enforcement |
Nigerian Securities and Exchange Commission – Enforcement proceedings taken by the Nigerian Securities and Exchange Commission against individuals and companies for breaches of securities laws. |
| Nigeria | Regulatory Enforcement |
Securities and Exchange Commission — SEC ADMINISTRATIVE PROCEEDINGS COMMITTEE Decisions |
| Nigeria | Regulatory Enforcement |
Securities and Exchange Commission — Litigation |
| Nigeria | Regulatory Enforcement |
Securities and Exchange Commission — REFERRED CASES |
| Nigeria | Regulatory Enforcement |
Securities and Exchange Commission — SUSPENSIONS AND PENALTIES |
| Nigeria | Regulatory Enforcement |
Federal Inland Revenue Services |
| Nigeria | Regulatory Enforcement |
Economic and Financial Crimes Commission |
| Oman | Regulatory Enforcement |
Central Bank of Oman |
| Oman | Regulatory Enforcement |
State Audit Institution |
| Oman | Regulatory Enforcement |
Muscat Securities Market |
| Oman | Regulatory Enforcement |
Capital Market Authority (CMA) |
| Palestine | Regulatory Enforcement |
Palestine Ministry of Finance |
| Palestine | Regulatory Enforcement |
State Audit and Administrative Control Bureau – PNA |
| Palestine | Regulatory Enforcement |
Bank of Palestine |
| Palestine | Regulatory Enforcement |
Palestine Capital Market Authority – List of licensed financial leasing companies for the year 2016 |
| Palestine | Regulatory Enforcement |
Palestine Capital Market Authority – List of licensed insurance companies for the year 2016 |
| Palestine | Regulatory Enforcement |
Palestine Capital Market Authority – List of licensed mortgage companies for the year 2016 |
| Palestine | Regulatory Enforcement |
Palestine Capital Market Authority |
| Palestine | Regulatory Enforcement |
Palestine Capital Market Authority – List of companies licensed to conduct financial activities for the year 2016 |
| Qatar | Regulatory Enforcement |
Qatar Central Bank |
| Qatar | Regulatory Enforcement |
Qatar Stock Exchange |
| Qatar | Regulatory Enforcement |
Qatar Financial Centre Authority |
| Qatar | Regulatory Enforcement |
Qatar Financial Centre Regulatory Authority |
| Qatar | Regulatory Enforcement |
Qatar Stock Exchange |
| Qatar | Regulatory Enforcement |
Qatar Financial Markets Authority |
| Rwanda | Law Enforcement | Rwanda National Police – Press releasesissued by the RwandanNational Police on individuals and/or entitiesindicted for corruption and/or organized crime-related actions or other serious criminal offences. |
| Rwanda | Regulatory Enforcement |
National Bank of Rwanda |
| Sao Tome and Principe |
Regulatory Enforcement |
Public Warnings – Securities Dealers |
| Saudi Arabia | Regulatory Enforcement |
Saudi Arabian Capital Market Authority |
| Saudi Arabia | Regulatory Enforcement |
Saudi Arabian Monetary Agency |
| Saudi Arabia | Regulatory Enforcement |
Saudi Stock Exchange (Tadawul) — Suspended companies |
| Saudi Arabia | Regulatory Enforcement |
Saudi Stock Exchange (Tadawul) — Suspended companies historical list |
| Senegal | Regulatory Enforcement |
Chamber of Public Notaries |
| Seychelles | Regulatory Enforcement |
Central Bank of Seychelles |
| Seychelles | Regulatory Enforcement |
Financial Services Authority Seychelles: |
| Sierra Leone | Regulatory Enforcement |
Bank of Sierra Leone |
| Somalia | Regulatory Enforcement |
Central Bank of Somalia |
| South Africa | Law Enforcement | SOUTH AFRICAN POLICE SERVICE – Official press releases issued on the South African Police Service (SAPS) website on individuals and entities investigated, indicted or wanted for corruption and/or organized crime-related actions or other serious criminal offences by the SAPS. |
| South Africa | Regulatory Enforcement |
Financial Intelligence Centre — Sanctions by FIC |
| South Africa | Regulatory Enforcement |
Financial Intelligence Centre — Sanctions issued by supervisory bodies |
| South Africa | Regulatory Enforcement |
Bank of South Sudan |
| Sudan | Regulatory Enforcement |
Central Bank of Sudan |
| Syria | Regulatory Enforcement |
Syrian Commission on Financial Markets and Securities (SCFMS) |
| Syria | Regulatory Enforcement |
Central Bank of Syria |
| Syria | Regulatory Enforcement |
Syrian Ministry of Finance |
| Tanzania | Regulatory Enforcement |
Financial Intelligence Unit |
| Tanzania | Regulatory Enforcement |
Capital Market & Securities Authority |
| Tanzania | Regulatory Enforcement |
Bank of Tanzania |
| Tanzania | Regulatory Enforcement |
Financial Intelligence Unit |
| Togo | Regulatory Enforcement |
Regional Council for Public Savings and Financial Markets (CREPMF) — Regulatory decisions |
| Togo | Regulatory Enforcement |
Inter-African Conference of Insurance Markets (CIMA) |
| Tunisia | Regulatory Enforcement |
Central Bank of Tunisia |
| Tunisia | Regulatory Enforcement |
Tunisia Stock Exchange (Bourse de Tunis) |
| Tunisia | Regulatory Enforcement |
Tunisian Council of the Financial Market |
| Tunisia | Regulatory Enforcement |
Tunisian Council of the Financial Market |
| Tunisia | Sanctions | Tunisian National Anti-Terrorist Commission |
| Tunisia | Regulatory Enforcement |
Ministry of Finance |
| UAE | Sanctions | Ministry of Foreign Affairs and International Cooperation |
| UAE | Regulatory Enforcement |
Abu Dhabi Securities Exchange |
| UAE | Regulatory Enforcement |
Dubai International Financial Centre (DIFC) |
| UAE | Regulatory Enforcement |
Regulation and Supervision Bureau |
| UAE | Regulatory Enforcement |
State Audit Institution |
| UAE | Regulatory Enforcement |
Central Bank of the UAE |
| UAE | Regulatory Enforcement |
Dubai Financial Services Authority (DFSA) |
| UAE | Regulatory Enforcement |
Multi Commodities Centre Authority |
| UAE | Regulatory Enforcement |
Securities and Commodities Authority |
| Uganda | Regulatory Enforcement |
National Bank of Uganda |
| Zambia | Regulatory Enforcement |
Bank of Zambia |
| Zambia | Regulatory Enforcement |
Pensions and Insurance Authority |
| Zambia | Regulatory Enforcement |
Zambia Securities and Exchange Commision |
| Zambia | Regulatory Enforcement |
Securities and Exchange Commission |
| Zambia | Regulatory Enforcement |
Financial Intelligence Centre |
| Zambia | Regulatory Enforcement |
Zambia Revenue Authority |
| Zimbabwe | Regulatory Enforcement |
Royal Bank Zimbabwe |
| Zimbabwe | Law Enforcement | My Zimbabwe – Wanted Persons |
| Zimbabwe | Law Enforcement | Public Police – Wanted Persons |
| International | Sanctions | Asian Development Bank – Anticorruption and Integrity List |
| International | Regulatory Enforcement |
EUROPEAN BANK FOR RECONSTRUCTION AND DEVELOPMENT – EBRD List of entities and individuals which are ineligible to become an European Bank for Reconstruction and Development Counterparty because they have engaged in Prohibited Practices as defined in EBRD Enforcement Policy and procedures. |
| International | Sanctions | EU Financial Sanctions List. Contains individuals and companies sanctioned by the European Union. Provides identifying information on individuals and companies. |
| International | Law Enforcement | Europol Wanted List – Europe’s Most Wanted Wanted notices published by European law enforcement authorities in cooperation with Europol as published on a dedicated website (www.eumostwanted.eu) for Europe’s Most Wanted Fugitives. |
| International | Law Enforcement | Interpol – Wanted Persons |
| International | Sanctions | UN Security Council Sanctions. Contains individuals and entities subject to sanctions imposed by the UN Security Council. Provides identifying information. |
| International | Regulatory Enforcement |
World Bank Debarred firms and individuals |
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Data provided by Acuris Risk Intelligence